Vivaldi Capital Management’s RiverNorth Capital and Income Fund RSF Stock Holding History

Vivaldi Capital Management’s Portfolio RSF Stock Details RSF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-119,000	Closed	-$2.15M	–	360
2021 Q1	$2.15M	Buy	119,000 +106,946	+887%	+$1.81M	0.43%	54
2020 Q4	$196K	Sell	12,054 -153,056	-93%	-$2.31M	0.04%	259
2020 Q3	$2.41M	Sell	165,110 -12,901	-7%	-$188K	0.53%	50
2020 Q2	$2.59M	Buy	178,011 +165,490	+1,322%	+$2.46M	0.54%	47
2020 Q1	$198K	Buy	12,521 +185	+1%	+$3.2K	0.04%	183
2019 Q4	$220K	Sell	12,336 -89,169	-88%	-$1.62M	0.05%	196
2019 Q3	$1.9M	Sell	101,505 -195,160	-66%	-$3.62M	0.45%	50
2019 Q2	$5.93M	Buy	+296,665	New	+$5.77M	1.55%	12

Other funds holding RSF

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SFG

StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

BCA

Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

SWM

SeaCrest Wealth Management Purchase, New York $903M AUM 47.26% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Vivaldi Capital Management's RSF Position: Q2 2021 in Review

Vivaldi Capital Management sold out of RiverNorth Capital and Income Fund (RSF) in Q2 2021, closing a stake of 119,000 shares — an estimated $2.15M sold.

Vivaldi Capital Management first reported a position in RSF in Q2 2019 and held it in 8 quarters. The position peaked at $5.93M in Q2 2019. 15 funds tracked by Wall St. Rank hold RSF as of Q2 2021.

Vivaldi Capital Management reported no remaining RiverNorth Capital and Income Fund position as of Q2 2021 after selling out during the quarter.
Vivaldi Capital Management sold 119,000 RiverNorth Capital and Income Fund shares in Q2 2021, an estimated $2.15M.
Vivaldi Capital Management first reported a position in RiverNorth Capital and Income Fund in Q2 2019 and held it in 8 quarters.
Vivaldi Capital Management's RiverNorth Capital and Income Fund position peaked at $5.93M in Q2 2019.
15 funds tracked by Wall St. Rank held RiverNorth Capital and Income Fund as of Q2 2021.

Based on Vivaldi Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.