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RSF

RiverNorth Capital and Income Fund

15 hedge funds and large institutions have $23.2M invested in RiverNorth Capital and Income Fund in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less capital invested

Capital invested by funds: $23.3M → $23.2M (-$119K)

3.17% less ownership

Funds ownership: 29.19%26.02% (-3.2%)

17% less funds holding

Funds holding: 1815 (-3)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

63% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 8

Holders
15
Holders Change
-3
Holders Change %
-16.67%
% of All Funds
0.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$12.1M +$783K +51,888 +8%
SFG
2
StrategIQ Financial Group
Indiana
$4.1M -$85.6K -5,672 -2%
MC
3
Matisse Capital
Oregon
$3.14M +$131K +8,705 +5%
BCA
4
Berman Capital Advisors
Georgia
$2.05M -$124K -8,181 -6%
CIA
5
Capital Investment Advisors
Georgia
$495K +$5.3K +351 +1%
Wells Fargo
6
Wells Fargo
California
$258K -$20K -1,323 -8%
ANTB
7
AMG National Trust Bank
Colorado
$248K -$33.6K -2,228 -13%
CPIG
8
Chicago Partners Investment Group
Illinois
$203K -$23.9K -1,585 -11%
VCM
9
Vivaldi Capital Management
Illinois
$196K -$2.31M -153,056 -93%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$187K +$174K +11,527 New
SWM
11
SeaCrest Wealth Management
New York
$173K +$160K +10,610 New
FIA
12
FNY Investment Advisers
New York
$19K +$18.2K +1,206 New
UBS Group
13
UBS Group
Switzerland
$13K +$11.8K +784 New
BCWM
14
Bartlett & Co Wealth Management
Ohio
$2.47K -$151 -10 -6%
BC
15
Bartlett & Co
Ohio
$2K -$151 -10 -6%
YCM
16
Yakira Capital Management
Connecticut
-$335K -23,033 Closed
SBSB
17
Sullivan, Bruyette, Speros & Blaney
Virginia
-$213K -14,647 Closed
SFS
18
Shaker Financial Services
Virginia
-$204K -14,056 Closed
HighTower Advisors
19
HighTower Advisors
Illinois
-$180K -12,291 Closed
CWM
20
Centric Wealth Management
Illinois
-$221K -11,918 Closed
6M
21
6 Meridian
Kansas
-$149K -10,239 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$3K -204 Closed

RSF Hedge Fund Activity: Q4 2020 in Review

15 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Capital and Income Fund (RSF) for Q4 2020, worth a combined $23.2M — down 0.51% from $23.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RSF and 4 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 3 added.

The largest buyer was Karpus Investment Management, adding an estimated $783K. The largest seller was Vivaldi Capital Management, cutting an estimated $2.31M.

  • 15 institutional investors held RiverNorth Capital and Income Fund (RSF) as of Q4 2020, down from 18 in Q3 2020.
  • Funds reported $23.2M of RiverNorth Capital and Income Fund stock for Q4 2020, down 0.51% quarter-over-quarter.
  • 4 funds opened new RiverNorth Capital and Income Fund positions in Q4 2020 and 7 closed out, a net change of -3 holders.
  • The largest RiverNorth Capital and Income Fund buyer in Q4 2020 was Karpus Investment Management, an estimated $783K added.
  • The largest RiverNorth Capital and Income Fund seller in Q4 2020 was Vivaldi Capital Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q4 2020.