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RSF

RiverNorth Capital and Income Fund

21 hedge funds and large institutions have $21.8M invested in RiverNorth Capital and Income Fund in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

20% less capital invested

Capital invested by funds: $27.3M → $21.8M (-$5.48M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
4
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFG
1
StrategIQ Financial Group
Indiana
$5.67M -$42K -2,263 -0.7%
BCA
2
Berman Capital Advisors
Georgia
$3.34M +$3.32M +178,797 New
FM
3
Foster & Motley
Ohio
$2.99M -$996K -53,611 -25%
UCFA
4
United Capital Financial Advisors
Texas
$2.34M -$276K -14,834 -11%
HighTower Advisors
5
HighTower Advisors
Illinois
$2.12M -$658K -35,442 -24%
VCM
6
Vivaldi Capital Management
Illinois
$1.9M -$3.62M -195,160 -66%
BAC
7
Boys Arnold & Co
North Carolina
$1.12M +$1.11M +59,644 New
YCM
8
Yakira Capital Management
Connecticut
$663K +$411K +22,130 +166%
Wells Fargo
9
Wells Fargo
California
$483K +$243K +13,060 +102%
FM
10
Family Management
New York
$402K +$399K +21,469 New
CPIG
11
Chicago Partners Investment Group
Illinois
$384K +$8.92K +480 +2%
CWM
12
Centric Wealth Management
Illinois
$221K -$2.3M -123,581 -91%
WPA
13
West Paces Advisors
Georgia
$119K -$34.6K -1,863 -23%
PA
14
Parallel Advisors
California
$19K +$18.7K +1,008 New
WAP
15
Wealthcare Advisory Partners
Pennsylvania
$14K +$520 +28 +4%
UBS Group
16
UBS Group
Switzerland
$13K -$13.4K -724 -51%
TRCT
17
Tower Research Capital (TRC)
New York
$10K +$10.2K +549 New
AG
18
Advisor Group
Arizona
$6K -$190K -10,209 -97%
BC
19
Bartlett & Co
Ohio
$4K
BCWM
20
Bartlett & Co Wealth Management
Ohio
$3.85K
TCOV
21
Trust Company of Vermont
Vermont
$3K +$3.06K +165 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
-$439K -21,977 Closed
CBA
23
Coastal Bridge Advisors
Connecticut
-$380K -19,007 Closed
SW
24
SVB Wealth
Massachusetts
-$257K -12,853 Closed
IAS
25
IMA Advisory Services
Colorado
-$49K -2,433 Closed

RSF Hedge Fund Activity: Q3 2019 in Review

21 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Capital and Income Fund (RSF) for Q3 2019, worth a combined $21.8M — down 20% from $27.3M a quarter earlier.

Fund positioning in RSF was balanced in Q3 2019: 6 funds opened new positions, 6 closed out, 4 added to existing stakes and 9 trimmed.

The largest buyer was Berman Capital Advisors, opening a new position worth an estimated $3.32M. The largest seller was Vivaldi Capital Management, cutting an estimated $3.62M.

  • 21 institutional investors held RiverNorth Capital and Income Fund (RSF) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $21.8M of RiverNorth Capital and Income Fund stock for Q3 2019, down 20% quarter-over-quarter.
  • 6 funds opened new RiverNorth Capital and Income Fund positions in Q3 2019 and 6 closed out, a net change of 0 holders.
  • The largest RiverNorth Capital and Income Fund buyer in Q3 2019 was Berman Capital Advisors, an estimated $3.32M added.
  • The largest RiverNorth Capital and Income Fund seller in Q3 2019 was Vivaldi Capital Management, an estimated $3.62M sold.

Based on aggregated 13F filings for Q3 2019.