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RSF

RiverNorth Capital and Income Fund

18 hedge funds and large institutions have $23.3M invested in RiverNorth Capital and Income Fund in 2020 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.22% more ownership

Funds ownership: 24.97%29.19% (+4.2%)

3% less capital invested

Capital invested by funds: $24.1M → $23.3M (-$834K)

5% less funds holding

Funds holding: 1918 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$10M +$2.3M +157,558 +30%
SFG
2
StrategIQ Financial Group
Indiana
$3.75M -$135K -9,267 -3%
MC
3
Matisse Capital
Oregon
$2.68M +$59.3K +4,069 +2%
VCM
4
Vivaldi Capital Management
Illinois
$2.41M -$188K -12,901 -7%
BCA
5
Berman Capital Advisors
Georgia
$1.95M -$136K -9,346 -7%
CIA
6
Capital Investment Advisors
Georgia
$438K +$74.3K +5,100 +20%
YCM
7
Yakira Capital Management
Connecticut
$335K -$24.3K -1,668 -7%
ANTB
8
AMG National Trust Bank
Colorado
$254K -$122K -8,349 -32%
Wells Fargo
9
Wells Fargo
California
$250K -$21.3K -1,461 -8%
CWM
10
Centric Wealth Management
Illinois
$221K +$174K +11,918 New
SBSB
11
Sullivan, Bruyette, Speros & Blaney
Virginia
$213K +$213K +14,647 New
SFS
12
Shaker Financial Services
Virginia
$204K -$377K -25,859 -65%
CPIG
13
Chicago Partners Investment Group
Illinois
$200K +$3.53K +242 +2%
HighTower Advisors
14
HighTower Advisors
Illinois
$180K -$204K -13,985 -53%
6M
15
6 Meridian
Kansas
$149K -$18K -1,233 -11%
TRCT
16
Tower Research Capital (TRC)
New York
$3K +$539 +37 +22%
BCWM
17
Bartlett & Co Wealth Management
Ohio
$2.36K -$175 -12 -7%
BC
18
Bartlett & Co
Ohio
$2K -$175 -12 -7%
DFG
19
DWM Financial Group
Illinois
-$2.13M -145,975 Closed
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$281K -19,324 Closed
UBS Group
21
UBS Group
Switzerland
-$45K -3,124 Closed

RSF Hedge Fund Activity: Q3 2020 in Review

18 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Capital and Income Fund (RSF) for Q3 2020, worth a combined $23.3M — down 3.5% from $24.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of RSF and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 5 added.

The largest buyer was Karpus Investment Management, adding an estimated $2.3M. The largest seller was DWM Financial Group, exiting entirely with an estimated $2.13M sold.

  • 18 institutional investors held RiverNorth Capital and Income Fund (RSF) as of Q3 2020, down from 19 in Q2 2020.
  • Funds reported $23.3M of RiverNorth Capital and Income Fund stock for Q3 2020, down 3.5% quarter-over-quarter.
  • 2 funds opened new RiverNorth Capital and Income Fund positions in Q3 2020 and 3 closed out, a net change of -1 holder.
  • The largest RiverNorth Capital and Income Fund buyer in Q3 2020 was Karpus Investment Management, an estimated $2.3M added.
  • The largest RiverNorth Capital and Income Fund seller in Q3 2020 was DWM Financial Group, an estimated $2.13M sold.

Based on aggregated 13F filings for Q3 2020.