DFG
RSF

DWM Financial Group’s RiverNorth Capital and Income Fund RSF Stock Holding History

DWM Financial Group’s Portfolio RSF Stock Details RSF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-145,975
Closed -$2.13M – 19
2020
Q2 		$2.13M Buy
+145,975
New +$2.17M 3.17% 15
2020
Q1 		– Sell
-144,206
Closed -$2.58M – 32
2019
Q4 		$2.58M Buy
+144,206
New +$2.62M 2.62% 17

Other funds holding RSF

KIM
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $250M AUM 26.81% 1-Year Est. Return
VCM
Vivaldi Capital Management Chicago, Illinois $723M AUM 30.89% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return
ANTB
AMG National Trust Bank Greenwood Village, Colorado $4.88B AUM 24.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
CWM
Centric Wealth Management Chicago, Illinois $643M AUM 21% 1-Year Est. Return

DWM Financial Group's RSF Position: Q3 2020 in Review

DWM Financial Group sold out of RiverNorth Capital and Income Fund (RSF) in Q3 2020, closing a stake of 145,975 shares — an estimated $2.13M sold.

DWM Financial Group first reported a position in RSF in Q4 2019 and held it in 2 quarters. The position peaked at $2.58M in Q4 2019. 18 funds tracked by Wall St. Rank hold RSF as of Q3 2020.

  • DWM Financial Group reported no remaining RiverNorth Capital and Income Fund position as of Q3 2020 after selling out during the quarter.
  • DWM Financial Group sold 145,975 RiverNorth Capital and Income Fund shares in Q3 2020, an estimated $2.13M.
  • DWM Financial Group first reported a position in RiverNorth Capital and Income Fund in Q4 2019 and held it in 2 quarters.
  • DWM Financial Group's RiverNorth Capital and Income Fund position peaked at $2.58M in Q4 2019.
  • 18 funds tracked by Wall St. Rank held RiverNorth Capital and Income Fund as of Q3 2020.

Based on DWM Financial Group's 13F filing for Q3 2020, filed 6 Nov 2020.