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DFG

DWM Financial Group Portfolio holdings

AUM $73.4M
1-Year Est. Return 0.99%
This Fund
S&P 500
This Quarter Est. Return
+11.46%
1 Year Est. Return
-0.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$73.4M
AUM Growth
+$9.42M
Cap. Flow
+$3.38M
Cap. Flow %
4.61%
Top 10 Hldgs %
84.42%
Holding
18
New
1
Increased
6
Reduced
7
Closed
1

Top Buys

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$4.28M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$528K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$236K
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$174K
5
JHMM icon
John Hancock Multifactor Mid Cap ETF
JHMM
+$54.3K

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.64M
2
SHOP icon
Shopify
SHOP
+$205K
3
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$27.9K
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$23.7K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.1K

Sector Composition

Rank Sector Weight
1 Financials 0.56%
2 Technology 0.33%
3 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPIN icon
1
JPMorgan Diversified Return International Equity ETF
JPIN
$363M
$9.75M 13.27%
167,431
+9,651
+6% +$528K
PRFZ icon
2
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.78B
$9.74M 13.26%
322,520
+6,400
+2% +$174K
SCHP icon
3
Schwab US TIPS ETF
SCHP
$16.4B
$8.81M 12%
283,868
-292
-0.1% -$8.97K
JHMM icon
4
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
$7.92M 10.79%
176,158
+1,299
+0.7% +$54.3K
ARKK icon
5
ARK Innovation ETF
ARKK
$6.23B
$4.92M 6.69%
+39,487
New +$4.28M
IAU icon
6
iShares Gold Trust
IAU
$64.2B
$4.79M 6.52%
132,119
-45,959
-26% -$1.64M
QQQ icon
7
Invesco QQQ Trust
QQQ
$469B
$4.58M 6.23%
14,588
+803
+6% +$236K
VMBS icon
8
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$4.28M 5.83%
79,212
+523
+0.7% +$28.3K
BNDX icon
9
Vanguard Total International Bond ETF
BNDX
$82B
$3.77M 5.13%
64,413
+334
+0.5% +$19.5K
BSCO
10
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.45M 4.69%
153,929
-1,254
-0.8% -$27.9K
BSCN
11
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$3.42M 4.66%
156,246
-1,085
-0.7% -$23.7K
BSCM
12
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.38M 4.61%
155,601
-538
-0.3% -$11.7K
BSCL
13
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.33M 4.53%
157,020
-57
-0% -$1.21K
VTI icon
14
Vanguard Total Stock Market ETF
VTI
$661B
$426K 0.58%
2,190
-77
-3% -$14.1K
FBNC icon
15
First Bancorp
FBNC
$2.59B
$410K 0.56%
12,119
– –
AAPL icon
16
Apple
AAPL
$4.79T
$239K 0.33%
1,799
– –
AMZN icon
17
Amazon
AMZN
$2.63T
$231K 0.31%
1,420
– –
SHOP icon
18
Shopify
SHOP
$154B
– –
-2,000
Closed -$205K

Similar funds

SAM
Skyline Asset Management Chicago, Illinois $77.5M AUM 14.27% 1-Year Est. Return
LBS
Lawrence B. Seidman $79.8M AUM 15.9% 1-Year Est. Return
BIM
Bogle Investment Management Newton Lower Falls, Massachusetts $63M AUM 51.97% 1-Year Est. Return
LCM
Lucas Capital Management Red Bank, New Jersey $85.7M AUM 22.84% 1-Year Est. Return
FC
Ferox Capital London, United Kingdom $60.6M AUM
NISOA
National Investment Services of America Milwaukee, Wisconsin $56M AUM 19.55% 1-Year Est. Return
UMA
USA Mutuals Advisors Dallas, Texas $55M AUM 7.1% 1-Year Est. Return
HS
Haafor (Singapore) Singapore $53.7M AUM 47.58% 1-Year Est. Return

DWM Financial Group's Q4 2020 Portfolio in Review

As of Q4 2020, DWM Financial Group held 18 positions worth $73.4M, up 15% from $64M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

DWM Financial Group deployed $3.38M of net new capital in Q4 2020, opening 1 new position and adding to 6 existing holdings. Its largest new stake was ARK Innovation ETF: 39,487 shares worth $4.92M.

By sector, the portfolio is most concentrated in Financials at 0.56% of assets, up from 0.4% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Gold Trust, an estimated $1.64M trimmed.

  • DWM Financial Group's largest Q4 2020 buy was ARK Innovation ETF: 39,487 shares worth $4.92M.
  • DWM Financial Group added most to JPMorgan Diversified Return International Equity ETF in Q4 2020, an estimated $528K increase.
  • DWM Financial Group's biggest Q4 2020 reduction was iShares Gold Trust, cutting an estimated $1.64M.
  • DWM Financial Group fully exited Shopify in Q4 2020, selling an estimated $205K.
  • DWM Financial Group's ten largest holdings make up 84% of its $73.4M portfolio in Q4 2020.
  • DWM Financial Group opened 1 new position and closed 1 in Q4 2020.
  • DWM Financial Group's portfolio value rose 15% quarter-over-quarter to $73.4M.

Based on DWM Financial Group's 13F filing for Q4 2020, filed 12 Feb 2021.