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DFG

DWM Financial Group Portfolio holdings

AUM $112M
This Fund
S&P 500
This Quarter Est. Return
+3.97%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$98.2M
AUM Growth
–
Cap. Flow
+$96.2M
Cap. Flow %
97.97%
Top 10 Hldgs %
68.24%
Holding
31
New
31
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
JHMM icon
John Hancock Multifactor Mid Cap ETF
JHMM
+$14.4M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$9M
3
FNDA icon
Schwab Fundamental US Small Company Index ETF
FNDA
+$8.77M
4
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$7.56M
5
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$6.64M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.95%
2 Financials 0.57%
3 Technology 0.26%
4 Consumer Discretionary 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHMM icon
1
John Hancock Multifactor Mid Cap ETF
JHMM
$6.09B
$14.9M 15.19%
+380,816
New +$14.4M
JPIN icon
2
JPMorgan Diversified Return International Equity ETF
JPIN
$373M
$9.29M 9.46%
+162,738
New +$9M
FNDA icon
3
Schwab Fundamental US Small Company Index ETF
FNDA
$9.15B
$9.07M 9.24%
+450,996
New +$8.77M
VBK icon
4
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.7B
$7.92M 8.07%
+39,861
New +$7.56M
GEM icon
5
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.79B
$6.95M 7.08%
+202,319
New +$6.64M
VWOB icon
6
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.35B
$4.13M 4.2%
+50,687
New +$4.07M
SCHC icon
7
Schwab International Small-Cap Equity ETF
SCHC
$5.79B
$3.79M 3.86%
+109,436
New +$3.65M
VMBS icon
8
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.8B
$3.73M 3.79%
+70,060
New +$3.73M
SCHP icon
9
Schwab US TIPS ETF
SCHP
$16.1B
$3.71M 3.78%
+130,960
New +$3.71M
JPST icon
10
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$3.5M 3.56%
+69,354
New +$3.5M
BNDX icon
11
Vanguard Total International Bond ETF
BNDX
$83.4B
$3.29M 3.36%
+58,241
New +$3.38M
BSCN
12
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$3.13M 3.18%
+146,659
New +$3.12M
BSCM
13
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.12M 3.18%
+145,132
New +$3.12M
BSCL
14
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.09M 3.15%
+145,593
New +$3.09M
BSCK
15
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$3.08M 3.14%
+144,822
New +$3.08M
BSCO
16
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.07M 3.13%
+143,155
New +$3.07M
RSF
17
RiverNorth Capital and Income Fund
RSF
$50.3M
$2.58M 2.62%
+144,206
New +$2.62M
REET icon
18
iShares Global REIT ETF
REET
$4.93B
$2.31M 2.35%
+83,664
New +$2.35M
IAU icon
19
iShares Gold Trust
IAU
$65.8B
$2.04M 2.08%
+70,392
New +$2M
AMLP icon
20
Alerian MLP ETF
AMLP
$13.5B
$1.99M 2.03%
+46,914
New +$1.97M
FNDX icon
21
Schwab Fundamental US Large Company Index ETF
FNDX
$27.9B
$633K 0.64%
+44,469
New +$607K
FBNC icon
22
First Bancorp
FBNC
$2.69B
$563K 0.57%
+14,119
New +$541K
SCHM icon
23
Schwab US Mid-Cap ETF
SCHM
$15B
$415K 0.42%
+20,700
New +$401K
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$364K 0.37%
+1,130
New +$348K
AAPL icon
25
Apple
AAPL
$4.67T
$258K 0.26%
+3,512
New +$226K
1
2

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DWM Financial Group's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for DWM Financial Group, which disclosed 31 positions worth $98.2M. Its ten largest holdings account for 68% of the portfolio.

Its largest position is John Hancock Multifactor Mid Cap ETF: 380,816 shares worth $14.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, followed by Financials and Technology.

  • DWM Financial Group's largest Q4 2019 buy was John Hancock Multifactor Mid Cap ETF: 380,816 shares worth $14.9M.
  • DWM Financial Group's ten largest holdings make up 68% of its $98.2M portfolio in Q4 2019.
  • DWM Financial Group disclosed 31 positions in Q4 2019, its first 13F filing on record.

Based on DWM Financial Group's 13F filing for Q4 2019, filed 14 Feb 2020.