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DFG

DWM Financial Group Portfolio holdings

AUM $73.4M
1-Year Est. Return 0.99%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
-0.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$64M
AUM Growth
-$3.05M
Cap. Flow
-$5.14M
Cap. Flow %
-8.02%
Top 10 Hldgs %
87.45%
Holding
21
New
2
Increased
9
Reduced
5
Closed
4

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$8.7M
2
IAU icon
iShares Gold Trust
IAU
+$288K
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$215K
4
SHOP icon
Shopify
SHOP
+$199K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$164K

Top Sells

Rank Stock Value
1
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$5.77M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.62M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$3.16M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$2.13M
5
AAPL icon
Apple
AAPL
+$187K

Sector Composition

Rank Sector Weight
1 Technology 0.65%
2 Financials 0.4%
3 Consumer Discretionary 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
1
Schwab US TIPS ETF
SCHP
$16.3B
$8.76M 13.68%
+284,160
New +$8.7M
JPIN icon
2
JPMorgan Diversified Return International Equity ETF
JPIN
$361M
$8.14M 12.72%
157,780
+862
+0.5% +$44.7K
PRFZ icon
3
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$7.4M 11.56%
316,120
-190
-0.1% -$4.5K
JHMM icon
4
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$6.58M 10.27%
174,859
-3,564
-2% -$133K
IAU icon
5
iShares Gold Trust
IAU
$63B
$6.41M 10.01%
178,078
+7,879
+5% +$288K
VMBS icon
6
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$4.27M 6.67%
78,689
+3,960
+5% +$215K
QQQ icon
7
Invesco QQQ Trust
QQQ
$455B
$3.83M 5.98%
13,785
+66
+0.5% +$17.9K
BNDX icon
8
Vanguard Total International Bond ETF
BNDX
$82B
$3.73M 5.82%
64,079
+2,827
+5% +$164K
BSCO
9
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.44M 5.38%
155,183
+4,296
+3% +$95.5K
BSCN
10
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$3.43M 5.35%
157,331
+4,316
+3% +$94.3K
BSCM
11
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.41M 5.33%
156,139
+4,724
+3% +$103K
BSCL
12
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.35M 5.23%
157,077
+4,785
+3% +$102K
VTI icon
13
Vanguard Total Stock Market ETF
VTI
$654B
$386K 0.6%
2,267
-10
-0.4% -$1.68K
FBNC icon
14
First Bancorp
FBNC
$2.6B
$254K 0.4%
12,119
– –
AMZN icon
15
Amazon
AMZN
$2.5T
$224K 0.35%
1,420
-1,000
-41% -$158K
AAPL icon
16
Apple
AAPL
$4.89T
$208K 0.32%
1,799
-1,713
-49% -$187K
SHOP icon
17
Shopify
SHOP
$148B
$205K 0.32%
+2,000
New +$199K
JPST icon
18
JPMorgan Ultra-Short Income ETF
JPST
$40B
– –
-71,396
Closed -$3.62M
RSF
19
RiverNorth Capital and Income Fund
RSF
$58.6M
– –
-145,975
Closed -$2.13M
VGIT icon
20
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
– –
-44,815
Closed -$3.16M
VGLT icon
21
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
– –
-57,635
Closed -$5.77M

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SAM
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LBS
Lawrence B. Seidman $79.8M AUM 15.9% 1-Year Est. Return
BIM
Bogle Investment Management Newton Lower Falls, Massachusetts $63M AUM 51.97% 1-Year Est. Return
LCM
Lucas Capital Management Red Bank, New Jersey $85.7M AUM 22.84% 1-Year Est. Return
FC
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NISOA
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UMA
USA Mutuals Advisors Dallas, Texas $55M AUM 7.1% 1-Year Est. Return
HS
Haafor (Singapore) Singapore $53.7M AUM 47.58% 1-Year Est. Return

DWM Financial Group's Q3 2020 Portfolio in Review

As of Q3 2020, DWM Financial Group held 21 positions worth $64M, down 4.5% from $67.1M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

DWM Financial Group withdrew a net $5.14M in Q3 2020, closing 4 positions and reducing 5 holdings. Its most notable exit was Vanguard Long-Term Treasury ETF, an estimated $5.77M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.65% of assets, up from 0.48% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, DWM Financial Group opened a new position in Schwab US TIPS ETF worth $8.76M.

  • DWM Financial Group's largest Q3 2020 buy was Schwab US TIPS ETF: 284,160 shares worth $8.76M.
  • DWM Financial Group added most to iShares Gold Trust in Q3 2020, an estimated $288K increase.
  • DWM Financial Group's biggest Q3 2020 reduction was Apple, cutting an estimated $187K.
  • DWM Financial Group fully exited Vanguard Long-Term Treasury ETF in Q3 2020, selling an estimated $5.77M.
  • DWM Financial Group's ten largest holdings make up 87% of its $64M portfolio in Q3 2020.
  • DWM Financial Group opened 2 new positions and closed 4 in Q3 2020.
  • DWM Financial Group's portfolio value fell 4.5% quarter-over-quarter to $64M.

Based on DWM Financial Group's 13F filing for Q3 2020, filed 6 Nov 2020.