HighTower Advisors’s RiverNorth Capital and Income Fund RSF Stock Holding History

HighTower Advisors’s Portfolio RSF Stock Details RSF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,291	Closed	-$180K	–	2778
2020 Q3	$180K	Sell	12,291 -13,985	-53%	-$204K	﹤0.01%	2123
2020 Q2	$382K	Sell	26,276 -50,917	-66%	-$758K	﹤0.01%	1596
2020 Q1	$1.22M	Hold	77,193	–	–	0.01%	922
2019 Q4	$1.38M	Sell	77,193 -36,012	-32%	-$654K	0.01%	988
2019 Q3	$2.12M	Sell	113,205 -35,442	-24%	-$658K	0.01%	870
2019 Q2	$2.98M	Buy	+148,647	New	+$2.89M	0.02%	752

Other funds holding RSF

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SFG

StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

BCA

Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

VCM

Vivaldi Capital Management Chicago, Illinois $723M AUM 30.89% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

HighTower Advisors's RSF Position: Q4 2020 in Review

HighTower Advisors sold out of RiverNorth Capital and Income Fund (RSF) in Q4 2020, closing a stake of 12,291 shares — an estimated $180K sold.

HighTower Advisors first reported a position in RSF in Q2 2019 and held it in 6 quarters. The position peaked at $2.98M in Q2 2019. 15 funds tracked by Wall St. Rank hold RSF as of Q4 2020.

HighTower Advisors reported no remaining RiverNorth Capital and Income Fund position as of Q4 2020 after selling out during the quarter.
HighTower Advisors sold 12,291 RiverNorth Capital and Income Fund shares in Q4 2020, an estimated $180K.
HighTower Advisors first reported a position in RiverNorth Capital and Income Fund in Q2 2019 and held it in 6 quarters.
HighTower Advisors's RiverNorth Capital and Income Fund position peaked at $2.98M in Q2 2019.
15 funds tracked by Wall St. Rank held RiverNorth Capital and Income Fund as of Q4 2020.

Based on HighTower Advisors's 13F filing for Q4 2020, filed 10 Feb 2021.