Vivaldi Capital Management’s iShares Ultra Short Duration Bond Active ETF ICSH Stock Holding History

Vivaldi Capital Management’s Portfolio ICSH Stock Details ICSH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-12,022	Closed	-$607K	–	317
2020 Q3	$607K	Buy	+12,022	New	+$608K	0.13%	124
2020 Q1	–	Sell	-383,913	Closed	-$19.3M	–	224
2019 Q4	$19.3M	Buy	383,913 +282,593	+279%	+$14.2M	4.67%	2
2019 Q3	$5.11M	Buy	101,320 +10,895	+12%	+$549K	1.21%	18
2019 Q2	$4.56M	Buy	90,425 +20,501	+29%	+$1.03M	1.19%	17
2019 Q1	$3.52M	Buy	+69,924	New	+$3.51M	0.98%	20

Other funds holding ICSH

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

SVB Wealth Boston, Massachusetts $1.59B AUM 24.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAM

SP Asset Management Cupertino, California $1.13B AUM 12.57% 1-Year Est. Return

PCFFS

Pacific Center for Financial Services San Ramon, California $394M AUM 13.95% 1-Year Est. Return

MCM

MV Capital Management Bethesda, Maryland $1.13B AUM 25.77% 1-Year Est. Return

Vivaldi Capital Management's ICSH Position: Q4 2020 in Review

Vivaldi Capital Management sold out of iShares Ultra Short Duration Bond Active ETF (ICSH) in Q4 2020, closing a stake of 12,022 shares — an estimated $607K sold.

Vivaldi Capital Management first reported a position in ICSH in Q1 2019 and held it in 5 quarters. The position peaked at $19.3M in Q4 2019. 303 funds tracked by Wall St. Rank hold ICSH as of Q4 2020.

Vivaldi Capital Management reported no remaining iShares Ultra Short Duration Bond Active ETF position as of Q4 2020 after selling out during the quarter.
Vivaldi Capital Management sold 12,022 iShares Ultra Short Duration Bond Active ETF shares in Q4 2020, an estimated $607K.
Vivaldi Capital Management first reported a position in iShares Ultra Short Duration Bond Active ETF in Q1 2019 and held it in 5 quarters.
Vivaldi Capital Management's iShares Ultra Short Duration Bond Active ETF position peaked at $19.3M in Q4 2019.
303 funds tracked by Wall St. Rank held iShares Ultra Short Duration Bond Active ETF as of Q4 2020.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.