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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
Cap. Flow
-$9.77M
Cap. Flow %
-6.45%
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$4.09M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.41M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.37M
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$2.2M
5
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$2.14M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.71M
2
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
+$5.18M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3M
4
HPS
John Hancock Preferred Income Fund III
HPS
+$2.37M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.11M

Sector Composition

Rank Sector Weight
1 Materials 7.96%
2 Energy 6.44%
3 Financials 4.17%
4 Utilities 3.8%
5 Technology 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1
Nuveen Credit Strategies Income Fund
JQC
$702M
$13.1M 8.61%
1,495,627
-241,464
-14% -$2.11M
AWF
2
AllianceBernstein Global High Income Fund
AWF
$867M
$7.41M 4.89%
596,203
-80,294
-12% -$1.06M
DSU icon
3
BlackRock Debt Strategies Fund
DSU
$591M
$6.97M 4.6%
624,975
+363,665
+139% +$4.09M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$336M
$6.88M 4.54%
647,517
+80,718
+14% +$865K
BCX icon
5
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$5.7M 3.76%
591,199
+78,520
+15% +$820K
VTA
6
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.25M 3.46%
445,794
+35,395
+9% +$420K
VVR icon
7
Invesco Senior Income Trust
VVR
$456M
$5.13M 3.39%
1,132,507
-159,128
-12% -$735K
SABA
8
Saba Capital Income & Opportunities Fund II
SABA
$220M
$3.61M 2.38%
251,845
-18,943
-7% -$290K
JFR icon
9
Nuveen Floating Rate Income Fund
JFR
$1.23B
$3.48M 2.3%
318,901
-36,760
-10% -$405K
JSD
10
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.48M 2.3%
210,133
-24,335
-10% -$414K
NSL
11
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.43M 2.27%
527,113
-71,355
-12% -$472K
BGX
12
Blackstone Long-Short Credit Income Fund
BGX
$135M
$3.33M 2.2%
215,550
-25,261
-10% -$408K
TEI
13
Templeton Emerging Markets Income Fund
TEI
$310M
$3.25M 2.14%
286,540
+98,252
+52% +$1.21M
DSL
14
DoubleLine Income Solutions Fund
DSL
$1.21B
$3.23M 2.13%
+163,490
New +$3.41M
EVF
15
Eaton Vance Senior Income Trust
EVF
$90.3M
$2.6M 1.71%
418,604
-49,311
-11% -$314K
LEO
16
BNY Mellon Strategic Municipals
LEO
$387M
$2.34M 1.54%
+286,860
New +$2.37M
TSM icon
17
TSMC
TSM
$2.09T
$2.33M 1.53%
103,951
-16,791
-14% -$366K
BIDU icon
18
Baidu
BIDU
$35.8B
$2.2M 1.45%
9,631
-1,084
-10% -$248K
NQI
19
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$2.14M 1.41%
+163,012
New +$2.14M
LDP icon
20
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$2.06M 1.36%
+91,700
New +$2.2M
BGB
21
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$2.03M 1.34%
124,073
-58,323
-32% -$952K
MUE
22
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.97M 1.3%
147,164
-39,284
-21% -$523K
DSM
23
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$1.95M 1.29%
+246,026
New +$1.97M
CF icon
24
CF Industries
CF
$19.2B
$1.94M 1.28%
35,525
-985
-3% -$51.9K
IBN icon
25
ICICI Bank
IBN
$106B
$1.63M 1.07%
154,810
-15,641
-9% -$160K
1
2 3 4 5

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Newgate Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.

By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.

  • Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
  • Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
  • Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
  • Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
  • Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
  • Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.