Newgate Capital Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Newgate Capital Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-135,435	Closed	-$2.37M	–	114
2014 Q3	$2.37M	Buy	+135,435	New	+$2.38M	1.38%	21

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Newgate Capital Management's HPS Position: Q4 2014 in Review

Newgate Capital Management sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2014, closing a stake of 135,435 shares — an estimated $2.37M sold.

Newgate Capital Management first reported a position in HPS in Q3 2014 and held it in 1 quarter. The position peaked at $2.37M in Q3 2014. 41 funds tracked by Wall St. Rank hold HPS as of Q4 2014.

Newgate Capital Management reported no remaining John Hancock Preferred Income Fund III position as of Q4 2014 after selling out during the quarter.
Newgate Capital Management sold 135,435 John Hancock Preferred Income Fund III shares in Q4 2014, an estimated $2.37M.
Newgate Capital Management first reported a position in John Hancock Preferred Income Fund III in Q3 2014 and held it in 1 quarter.
Newgate Capital Management's John Hancock Preferred Income Fund III position peaked at $2.37M in Q3 2014.
41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2014.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.