NWAM LLC’s John Hancock Preferred Income Fund III HPS Stock Holding History

NWAM LLC’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-11,356	Closed	-$213K	–	538
2021 Q4	$213K	Sell	11,356 -11,356	-50%	-$217K	0.02%	477
2021 Q3	$425K	Buy	22,712 +11,356	+100%	+$218K	0.04%	348
2021 Q2	$218K	Sell	11,356 -13,362	-54%	-$251K	0.02%	436
2021 Q1	$450K	Sell	24,718 -27,908	-53%	-$476K	0.04%	317
2020 Q4	$910K	Sell	52,626 -1,700	-3%	-$28.2K	0.1%	186
2020 Q3	$868K	Sell	54,326 -5,250	-9%	-$85.5K	0.14%	133
2020 Q2	$935K	Sell	59,576 -2,680	-4%	-$40.5K	0.13%	155
2020 Q1	$850	Sell	62,256 -2,833	-4%	-$50.2K	0.02%	166
2019 Q4	$1.26M	Hold	65,089	–	–	0.22%	103
2019 Q3	$1.3M	Sell	65,089 -520	-0.8%	-$10.1K	0.24%	95
2019 Q2	$1.27M	Sell	65,609 -3,095	-5%	-$58.6K	0.25%	94
2019 Q1	$1.29M	Hold	68,704	–	–	0.28%	81
2018 Q4	$1.09M	Sell	68,704 -1,900	-3%	-$32.9K	0.28%	83
2018 Q3	$1.32M	Sell	70,604 -800	-1%	-$14.9K	0.3%	72
2018 Q2	$1.33M	Hold	71,404	–	–	0.32%	77
2018 Q1	$1.26M	Sell	71,404 -3,588	-5%	-$63.5K	0.32%	77
2017 Q4	$1.41M	Sell	74,992 -1,000	-1%	-$18.5K	0.36%	70
2017 Q3	$1.43M	Buy	75,992 +5,275	+7%	+$99.6K	0.37%	67
2017 Q2	$1.35M	Sell	70,717 -4,275	-6%	-$80.7K	0.24%	67
2017 Q1	$1.38M	Buy	74,992 +5,275	+8%	+$96.3K	0.42%	55
2016 Q4	$1.24M	Sell	69,717 -6,425	-8%	-$114K	0.41%	58
2016 Q3	$1.47M	Buy	76,142 +5,275	+7%	+$105K	0.11%	47
2016 Q2	$1.42M	Sell	70,867 -2,665	-4%	-$51.1K	0.56%	42
2016 Q1	$1.39M	Sell	73,532 -8,310	-10%	-$151K	0.55%	45
2015 Q4	$1.46M	Sell	81,842 -2,158	-3%	-$36.9K	0.6%	41
2015 Q3	$1.4M	Hold	84,000	–	–	1.16%	19
2015 Q2	$1.4M	Buy	84,000 +898	+1%	+$16K	0.59%	38
2015 Q1	$1.55M	Sell	83,102 -650	-0.8%	-$12K	0.66%	40
2014 Q4	$1.5M	Buy	83,752 +1,000	+1%	+$17.9K	0.65%	37
2014 Q3	$1.45M	Buy	82,752 +5,025	+6%	+$88.2K	0.52%	50
2014 Q2	$1.39M	Buy	77,727 +16,729	+27%	+$296K	0.43%	61
2014 Q1	$1.06M	Buy	+60,998	New	+$1.02M	0.36%	75

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NWAM LLC's HPS Position: Q1 2022 in Review

NWAM LLC sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2022, closing a stake of 11,356 shares — an estimated $213K sold.

NWAM LLC first reported a position in HPS in Q1 2014 and held it in 32 quarters. The position peaked at $1.55M in Q1 2015. 60 funds tracked by Wall St. Rank hold HPS as of Q1 2022.

NWAM LLC reported no remaining John Hancock Preferred Income Fund III position as of Q1 2022 after selling out during the quarter.
NWAM LLC sold 11,356 John Hancock Preferred Income Fund III shares in Q1 2022, an estimated $213K.
NWAM LLC first reported a position in John Hancock Preferred Income Fund III in Q1 2014 and held it in 32 quarters.
NWAM LLC's John Hancock Preferred Income Fund III position peaked at $1.55M in Q1 2015.
60 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2022.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.