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HPS

John Hancock Preferred Income Fund III

44 hedge funds and large institutions have $67.9M invested in John Hancock Preferred Income Fund III in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

7% more funds holding

Funds holding: 4144 (+3)

7% more capital invested

Capital invested by funds: $63.6M → $67.9M (+$4.26M)

0.31% more ownership

Funds ownership: 10.92%11.23% (+0.31%)

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
16
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.2M -$71K -3,759 -0.5%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.4M
UBS Group
3
UBS Group
Switzerland
$10.5M +$446K +23,645 +4%
Invesco
4
Invesco
Georgia
$5.34M -$150K -7,960 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.12M +$3.83M +202,898 +315%
Bank of America
6
Bank of America
North Carolina
$4.83M -$374K -19,793 -7%
GC
7
Guggenheim Capital
Illinois
$2.58M +$352K +18,657 +16%
NL
8
NWAM LLC
Washington
$1.35M -$80.7K -4,275 -6%
Wells Fargo
9
Wells Fargo
California
$1.33M +$235K +12,445 +22%
CIA
10
Capital Investment Advisors
Georgia
$975K -$53.8K -2,851 -5%
SIA
11
Sit Investment Associates
Minnesota
$808K
CAN
12
Cetera Advisor Networks
California
$726K +$402K +21,310 +129%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$555K +$188K +9,979 +53%
PPA
14
Parametric Portfolio Associates
Washington
$516K +$509K +26,948 New
Cohen & Steers
15
Cohen & Steers
New York
$512K -$598K -31,655 -54%
PAS
16
Partnervest Advisory Services
California
$451K +$17.7K +940 +4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$437K -$23.4K -1,240 -5%
SWP
18
Stratos Wealth Partners
Ohio
$422K +$195K +10,325 +88%
IA
19
IFP Advisors
Florida
$415K -$34K -1,803 -8%
LPL Financial
20
LPL Financial
California
$360K -$1.25M -66,011 -78%
AAS
21
Annex Advisory Services
Wisconsin
$326K -$58.5K -3,100 -15%
ONB
22
Old National Bancorp
Indiana
$291K
Ameriprise
23
Ameriprise
Minnesota
$285K -$16.7K -887 -6%
NPC
24
National Planning Corporation
California
$280K -$119K -6,302 -30%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$273K +$3.49K +185 +1%

HPS Hedge Fund Activity: Q2 2017 in Review

44 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q2 2017, worth a combined $67.9M — up 6.7% from $63.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new HPS positions and 2 closed out — a net gain of 3 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.83M. The largest seller was LPL Financial, cutting an estimated $1.25M.

  • 44 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q2 2017, up from 41 in Q1 2017.
  • Funds reported $67.9M of John Hancock Preferred Income Fund III stock for Q2 2017, up 6.7% quarter-over-quarter.
  • 5 funds opened new John Hancock Preferred Income Fund III positions in Q2 2017 and 2 closed out, a net change of +3 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q2 2017 was Royal Bank of Canada, an estimated $3.83M added.
  • The largest John Hancock Preferred Income Fund III seller in Q2 2017 was LPL Financial, an estimated $1.25M sold.

Based on aggregated 13F filings for Q2 2017.