HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

44 hedge funds and large institutions have $67.9M invested in John Hancock Preferred Income Fund III in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 2 closing their positions.

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$5.12M
2
PPA
2
Parametric Portfolio Associates
Washington
$516K
3
UBS Group
3
UBS Group
Switzerland
$10.5M
4
CAN
4
Cetera Advisor Networks
California
$726K
5
GC
5
Guggenheim Capital
Illinois
$2.59M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$360K
2
RCM
2
Robinson Capital Management
Michigan
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
Cohen & Steers
4
Cohen & Steers
New York
$512K
5
Bank of America
5
Bank of America
North Carolina
$4.83M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.2M 794,485 -3,759 -0.5%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.4M 646,421 – –
UBS Group
3
UBS Group
Switzerland
$10.5M 550,552 +23,645 +4%
Invesco
4
Invesco
Georgia
$5.34M 278,871 -7,960 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.12M 267,263 +202,898 +315%
Bank of America
6
Bank of America
North Carolina
$4.83M 252,235 -19,793 -7%
GC
7
Guggenheim Capital
Illinois
$2.59M 134,900 +18,657 +16%
NL
8
NWAM LLC
Washington
$1.36M 70,717 -4,275 -6%
Wells Fargo
9
Wells Fargo
California
$1.33M 69,654 +12,445 +22%
CIA
10
Capital Investment Advisors
Georgia
$975K 50,905 -2,851 -5%
SIA
11
Sit Investment Associates
Minnesota
$808K 42,183 – –
CAN
12
Cetera Advisor Networks
California
$726K 37,782 +21,310 +129%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$555K 28,943 +9,979 +53%
PPA
14
Parametric Portfolio Associates
Washington
$516K 26,948 +26,948 New
Cohen & Steers
15
Cohen & Steers
New York
$512K 26,725 -31,655 -54%
PAS
16
Partnervest Advisory Services
California
$451K 23,533 +940 +4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$437K 22,834 -1,240 -5%
SWP
18
Stratos Wealth Partners
Ohio
$422K 22,050 +10,325 +88%
IA
19
IFP Advisors
Florida
$415K 21,668 -1,803 -8%
LPL Financial
20
LPL Financial
California
$360K 18,780 -66,011 -78%
AAS
21
Annex Advisory Services
Wisconsin
$326K 17,000 -3,100 -15%
ONB
22
Old National Bancorp
Indiana
$291K 15,170 – –
Ameriprise
23
Ameriprise
Minnesota
$285K 14,897 -887 -6%
NPC
24
National Planning Corporation
California
$280K 14,591 -6,302 -30%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$273K 14,241 +185 +1%
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