HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

39 hedge funds and large institutions have $64.3M invested in John Hancock Preferred Income Fund III in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
10
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$1.25M
2
WAM
2
Wolverine Asset Management
Illinois
$678K
3
SFS
3
Shaker Financial Services
Virginia
$660K
4
Invesco
4
Invesco
Georgia
$6.76M
5
DA
5
Doliver Advisors
Texas
$567K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$3.93M
2
Wells Fargo
2
Wells Fargo
California
$995K
3
Fifth Third Bancorp
3
Fifth Third Bancorp
Ohio
$0
4
Bank of America
4
Bank of America
North Carolina
$3.25M
5
UBS Group
5
UBS Group
Switzerland
$6.02M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17M 1,016,373 +23,969 +2%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.2M 670,344 – –
Invesco
3
Invesco
Georgia
$6.76M 405,322 +35,134 +9%
UBS Group
4
UBS Group
Switzerland
$6.02M 360,789 -6,016 -2%
GC
5
Guggenheim Capital
Illinois
$3.93M 235,950 -15,930 -6%
Bank of America
6
Bank of America
North Carolina
$3.25M 194,523 -7,371 -4%
CIA
7
Capital Investment Advisors
Georgia
$1.62M 97,184 +6,493 +7%
CS
8
Credit Suisse
Switzerland
$1.61M 96,585 – –
BC
9
Burney Company
Virginia
$1.53M 91,823 +1,759 +2%
NL
10
NWAM LLC
Washington
$1.4M 84,000 +898 +1%
COLIM
11
City of London Investment Management
United Kingdom
$1.25M 74,506 +74,506 New
LPL Financial
12
LPL Financial
California
$1.12M 65,322 +3,047 +5%
Wells Fargo
13
Wells Fargo
California
$995K 59,639 -10,819 -15%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$948K 56,835 -5,862 -9%
WAM
15
Wolverine Asset Management
Illinois
$678K 40,700 +40,700 New
SFS
16
Shaker Financial Services
Virginia
$660K 39,540 +39,540 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$627K 37,596 +10,621 +39%
UCFA
18
United Capital Financial Advisors
Texas
$583K 34,950 +11,827 +51%
DA
19
Doliver Advisors
Texas
$567K 33,970 +33,970 New
NSIM
20
North Star Investment Management
Illinois
$378K 22,670 – –
ONB
21
Old National Bancorp
Indiana
$305K 18,265 -5,116 -22%
LCM
22
Landscape Capital Management
New Jersey
$283K 16,990 +16,990 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$247K 14,833 -3,191 -18%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$228K 13,675 -1,664 -11%
CCP
25
Clough Capital Partners
Massachusetts
$220K 13,200 +13,200 New
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