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HPS

John Hancock Preferred Income Fund III

61 hedge funds and large institutions have $61M invested in John Hancock Preferred Income Fund III in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

17% more funds holding

Funds holding: 5261 (+9)

16% more capital invested

Capital invested by funds: $52.5M → $61M (+$8.48M)

0.7% more ownership

Funds ownership: 10.38%11.08% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
61
Holders Change
+9
Holders Change %
+17.31%
% of All Funds
1.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
20
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.2M
Morgan Stanley
2
Morgan Stanley
New York
$10.1M +$735K +44,331 +8%
UBS Group
3
UBS Group
Switzerland
$7.24M -$56.7K -3,417 -0.8%
Invesco
4
Invesco
Georgia
$5.36M +$784K +47,277 +18%
Cohen & Steers
5
Cohen & Steers
New York
$3.43M +$172K +10,375 +6%
Ameriprise
6
Ameriprise
Minnesota
$2.46M -$54.6K -3,292 -2%
CAN
7
Cetera Advisor Networks
California
$1.2M -$165K -9,965 -13%
CW
8
CreativeOne Wealth
Kansas
$1.03M +$992K +59,827 New
Citigroup
9
Citigroup
New York
$1.02M +$791K +47,709 +425%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1M +$2.92K +176 +0.3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$965K +$89K +5,367 +11%
GC
12
Guggenheim Capital
Illinois
$924K +$96.8K +5,840 +12%
NL
13
NWAM LLC
Washington
$910K -$28.2K -1,700 -3%
Osaic Holdings
14
Osaic Holdings
Arizona
$890K -$153K -9,212 -15%
BC
15
Burney Company
Virginia
$868K -$536K -32,324 -39%
Bank of America
16
Bank of America
North Carolina
$857K +$22.9K +1,382 +3%
SFS
17
Shaker Financial Services
Virginia
$827K +$354K +21,341 +81%
SAM
18
Selway Asset Management
$769K +$8.62K +520 +1%
SWP
19
Stratos Wealth Partners
Ohio
$752K -$26.7K -1,608 -4%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$712K -$64.5K -3,893 -9%
LOPW
21
Live Oak Private Wealth
North Carolina
$668K
Millennium Management
22
Millennium Management
New York
$664K +$637K +38,401 New
LPL Financial
23
LPL Financial
California
$627K +$61.4K +3,702 +11%
PTC
24
Philadelphia Trust Company
Pennsylvania
$610K
GG
25
Golden Green
South Carolina
$573K +$549K +33,142 New

HPS Hedge Fund Activity: Q4 2020 in Review

61 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q4 2020, worth a combined $61M — up 16% from $52.5M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HPS positions and 4 closed out — a net gain of 10 holders — while 20 added to existing stakes and 12 trimmed.

The largest buyer was CreativeOne Wealth, opening a new position worth an estimated $992K. The largest seller was J.W. Cole Advisors, exiting entirely with an estimated $589K sold.

  • 61 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q4 2020, up from 52 in Q3 2020.
  • Funds reported $61M of John Hancock Preferred Income Fund III stock for Q4 2020, up 16% quarter-over-quarter.
  • 14 funds opened new John Hancock Preferred Income Fund III positions in Q4 2020 and 4 closed out, a net change of +10 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q4 2020 was CreativeOne Wealth, an estimated $992K added.
  • The largest John Hancock Preferred Income Fund III seller in Q4 2020 was J.W. Cole Advisors, an estimated $589K sold.

Based on aggregated 13F filings for Q4 2020.