HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

36 hedge funds and large institutions have $67.5M invested in John Hancock Preferred Income Fund III in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
36
Holders Change
-5
Holders Change %
-12.2%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
17
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$18.6M
2
UBS Group
2
UBS Group
Switzerland
$6.86M
3
CIA
3
Capital Investment Advisors
Georgia
$1.7M
4
Bank of America
4
Bank of America
North Carolina
$3.78M
5
Invesco
5
Invesco
Georgia
$6.92M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$4.71M
2
ONB
2
Old National Bancorp
Indiana
$437K
3
CS
3
Credit Suisse
Switzerland
$1.81M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.17M
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.6M 992,404 +41,764 +4%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M 670,344 – –
Invesco
3
Invesco
Georgia
$6.92M 370,188 +14,108 +4%
UBS Group
4
UBS Group
Switzerland
$6.86M 366,805 +28,045 +8%
GC
5
Guggenheim Capital
Illinois
$4.71M 251,880 -131,735 -34%
Bank of America
6
Bank of America
North Carolina
$3.78M 201,894 +15,579 +8%
CS
7
Credit Suisse
Switzerland
$1.81M 96,585 -8,100 -8%
CIA
8
Capital Investment Advisors
Georgia
$1.7M 90,691 +20,270 +29%
BC
9
Burney Company
Virginia
$1.68M 90,064 +11,798 +15%
NL
10
NWAM LLC
Washington
$1.55M 83,102 -650 -0.8%
Wells Fargo
11
Wells Fargo
California
$1.32M 70,458 +2,873 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.17M 62,697 -8,071 -11%
LPL Financial
13
LPL Financial
California
$1.16M 62,275 -2,025 -3%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$504K 26,975 +13,577 +101%
ONB
15
Old National Bancorp
Indiana
$437K 23,381 -14,435 -38%
UCFA
16
United Capital Financial Advisors
Texas
$426K 23,123 +8,569 +59%
NSIM
17
North Star Investment Management
Illinois
$424K 22,670 +700 +3%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$337K 18,024 +9,024 +100%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$287K 15,339 +93 +0.6%
SGCA
20
Steel Grove Capital Advisors
Tennessee
$253K 13,504 +13,504 New
ICOA
21
Investment Centers of America
North Dakota
$243K 13,044 -645 -5%
AIG
22
American International Group
New York
$204K 10,893 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$165K 8,817 +4,919 +126%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$159K 8,490 – –
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$73.2K 3,913 +2,283 +140%
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