Envestnet Asset Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Envestnet Asset Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,106	Closed	-$118K	–	3192
2016 Q3	$118K	Sell	6,106 -12,888	-68%	-$256K	﹤0.01%	2249
2016 Q2	$380K	Sell	18,994 -11,440	-38%	-$219K	﹤0.01%	1777
2016 Q1	$574K	Sell	30,434 -3,860	-11%	-$70.1K	﹤0.01%	1574
2015 Q4	$612K	Buy	34,294 +892	+3%	+$15.3K	﹤0.01%	1515
2015 Q3	$556K	Sell	33,402 -4,194	-11%	-$70.7K	﹤0.01%	1552
2015 Q2	$627K	Buy	37,596 +10,621	+39%	+$189K	﹤0.01%	1616
2015 Q1	$504K	Buy	26,975 +13,577	+101%	+$250K	﹤0.01%	1559
2014 Q4	$239K	Buy	13,398 +861	+7%	+$15.4K	﹤0.01%	947
2014 Q3	$220K	Buy	12,537 +4,065	+48%	+$71.4K	﹤0.01%	1057
2014 Q2	$152K	Buy	+8,472	New	+$150K	﹤0.01%	1094

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Envestnet Asset Management's HPS Position: Q4 2016 in Review

Envestnet Asset Management sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2016, closing a stake of 6,106 shares — an estimated $118K sold.

Envestnet Asset Management first reported a position in HPS in Q2 2014 and held it in 10 quarters. The position peaked at $627K in Q2 2015. 46 funds tracked by Wall St. Rank hold HPS as of Q4 2016.

Envestnet Asset Management reported no remaining John Hancock Preferred Income Fund III position as of Q4 2016 after selling out during the quarter.
Envestnet Asset Management sold 6,106 John Hancock Preferred Income Fund III shares in Q4 2016, an estimated $118K.
Envestnet Asset Management first reported a position in John Hancock Preferred Income Fund III in Q2 2014 and held it in 10 quarters.
Envestnet Asset Management's John Hancock Preferred Income Fund III position peaked at $627K in Q2 2015.
46 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2016.

Based on Envestnet Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.