Rivernorth Capital Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Rivernorth Capital Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-118,993	Closed	-$2.11M	–	150
2016 Q4	$2.11M	Buy	+118,993	New	+$2.1M	0.14%	124

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Rivernorth Capital Management's HPS Position: Q1 2017 in Review

Rivernorth Capital Management sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2017, closing a stake of 118,993 shares — an estimated $2.11M sold.

Rivernorth Capital Management first reported a position in HPS in Q4 2016 and held it in 1 quarter. The position peaked at $2.11M in Q4 2016. 41 funds tracked by Wall St. Rank hold HPS as of Q1 2017.

Rivernorth Capital Management reported no remaining John Hancock Preferred Income Fund III position as of Q1 2017 after selling out during the quarter.
Rivernorth Capital Management sold 118,993 John Hancock Preferred Income Fund III shares in Q1 2017, an estimated $2.11M.
Rivernorth Capital Management first reported a position in John Hancock Preferred Income Fund III in Q4 2016 and held it in 1 quarter.
Rivernorth Capital Management's John Hancock Preferred Income Fund III position peaked at $2.11M in Q4 2016.
41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2017.

Based on Rivernorth Capital Management's 13F filing for Q1 2017, filed 15 May 2017.