HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

46 hedge funds and large institutions have $75.3M invested in John Hancock Preferred Income Fund III in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
46
Holders Change
+6
Holders Change %
+15%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
12
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$11.5M
2
RCM
2
Rivernorth Capital Management
Florida
$2.11M
3
RCM
3
Robinson Capital Management
Michigan
$606K
4
Citigroup
4
Citigroup
New York
$583K
5
MFS
5
MSI Financial Services
Massachusetts
$923K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$4.72M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.1M
3
LPL Financial
3
LPL Financial
California
$1.88M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$119K
5
HK
5
Horizon Kinetics
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.1M 795,931 -64,704 -8%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.5M 646,421 – –
Nuveen Asset Management
3
Nuveen Asset Management
Illinois
$11.5M 646,421 +646,421 New
UBS Group
4
UBS Group
Switzerland
$10.5M 590,501 +2,639 +0.4%
Bank of America
5
Bank of America
North Carolina
$4.72M 265,942 -174,872 -40%
Invesco
6
Invesco
Georgia
$4.58M 257,945 -27,179 -10%
GC
7
Guggenheim Capital
Illinois
$2.19M 123,410 +12,345 +11%
RCM
8
Rivernorth Capital Management
Florida
$2.11M 118,993 +118,993 New
LPL Financial
9
LPL Financial
California
$1.88M 105,110 -37,461 -26%
NL
10
NWAM LLC
Washington
$1.24M 69,717 -6,425 -8%
Wells Fargo
11
Wells Fargo
California
$1.05M 58,867 +5,162 +10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.04M 58,532 -1,854 -3%
CIA
13
Capital Investment Advisors
Georgia
$1.01M 57,021 +349 +0.6%
MFS
14
MSI Financial Services
Massachusetts
$923K 52,023 +26,945 +107%
SIA
15
Sit Investment Associates
Minnesota
$748K 42,183 +9,400 +29%
RCM
16
Robinson Capital Management
Michigan
$606K 34,135 +34,135 New
Citigroup
17
Citigroup
New York
$583K 32,862 +32,800 +52,903%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$497K 28,009 +97 +0.3%
NPC
19
National Planning Corporation
California
$464K 24,978 +24,978 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$429K 24,159 -3,825 -14%
IA
21
IFP Advisors
Florida
$426K 24,004 -1,350 -5%
PAS
22
Partnervest Advisory Services
California
$412K 23,237 -195 -0.8%
AAS
23
Annex Advisory Services
Wisconsin
$389K 21,950 +21,950 New
SFS
24
Shaker Financial Services
Virginia
$292K 16,450 +16,450 New
CAN
25
Cetera Advisor Networks
California
$289K 16,357 -17,433 -52%
1
2 3