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HPS

John Hancock Preferred Income Fund III

46 hedge funds and large institutions have $75.3M invested in John Hancock Preferred Income Fund III in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

15% more funds holding

Funds holding: 4046 (+6)

6% more capital invested

Capital invested by funds: $71.2M → $75.3M (+$4.06M)

1.76% more ownership

Funds ownership: 11.68%13.44% (+1.8%)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

Holders
46
Holders Change
+6
Holders Change %
+15%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
12
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.1M -$1.14M -64,704 -8%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.5M
N
3
Nuveen
North Carolina
$11.5M +$11.4M +646,421 New
UBS Group
4
UBS Group
Switzerland
$10.5M +$46.7K +2,639 +0.4%
Bank of America
5
Bank of America
North Carolina
$4.72M -$3.09M -174,872 -40%
Invesco
6
Invesco
Georgia
$4.58M -$481K -27,179 -10%
GC
7
Guggenheim Capital
Illinois
$2.19M +$218K +12,345 +11%
RCM
8
Rivernorth Capital Management
Florida
$2.11M +$2.1M +118,993 New
LPL Financial
9
LPL Financial
California
$1.88M -$662K -37,461 -26%
NL
10
NWAM LLC
Washington
$1.24M -$114K -6,425 -8%
Wells Fargo
11
Wells Fargo
California
$1.04M +$91.3K +5,162 +10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.04M -$32.8K -1,854 -3%
CIA
13
Capital Investment Advisors
Georgia
$1.01M +$6.17K +349 +0.6%
MFS
14
MSI Financial Services
Massachusetts
$923K +$476K +26,945 +107%
SIA
15
Sit Investment Associates
Minnesota
$748K +$166K +9,400 +29%
RCM
16
Robinson Capital Management
Michigan
$606K +$604K +34,135 New
Citigroup
17
Citigroup
New York
$583K +$580K +32,800 +52,903%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$497K +$1.72K +97 +0.3%
NPC
19
National Planning Corporation
California
$464K +$442K +24,978 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$429K -$67.6K -3,825 -14%
IA
21
IFP Advisors
Florida
$426K -$23.9K -1,350 -5%
PAS
22
Partnervest Advisory Services
California
$412K -$3.45K -195 -0.8%
AAS
23
Annex Advisory Services
Wisconsin
$389K +$388K +21,950 New
SFS
24
Shaker Financial Services
Virginia
$292K +$291K +16,450 New
CAN
25
Cetera Advisor Networks
California
$289K -$308K -17,433 -52%

HPS Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q4 2016, worth a combined $75.3M — up 5.7% from $71.2M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HPS positions and 7 closed out — a net gain of 7 holders — while 12 added to existing stakes and 16 trimmed.

The largest buyer was Nuveen, opening a new position worth an estimated $11.4M. The largest seller was Bank of America, cutting an estimated $3.09M.

  • 46 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q4 2016, up from 40 in Q3 2016.
  • Funds reported $75.3M of John Hancock Preferred Income Fund III stock for Q4 2016, up 5.7% quarter-over-quarter.
  • 14 funds opened new John Hancock Preferred Income Fund III positions in Q4 2016 and 7 closed out, a net change of +7 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q4 2016 was Nuveen, an estimated $11.4M added.
  • The largest John Hancock Preferred Income Fund III seller in Q4 2016 was Bank of America, an estimated $3.09M sold.

Based on aggregated 13F filings for Q4 2016.