National Planning Corporation’s John Hancock Preferred Income Fund III HPS Stock Holding History

National Planning Corporation’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-14,591	Closed	-$280K	–	733
2017 Q2	$280K	Sell	14,591 -6,302	-30%	-$119K	0.02%	576
2017 Q1	$389K	Sell	20,893 -4,085	-16%	-$74.6K	0.03%	444
2016 Q4	$464K	Buy	+24,978	New	+$442K	0.04%	392
2015 Q1	–	Sell	-2,950	Closed	-$54.3K	–	1274
2014 Q4	$54.3K	Buy	+2,950	New	+$52.7K	﹤0.01%	1226

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

National Planning Corporation's HPS Position: Q3 2017 in Review

National Planning Corporation sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2017, closing a stake of 14,591 shares — an estimated $280K sold.

National Planning Corporation first reported a position in HPS in Q4 2014 and held it in 4 quarters. The position peaked at $464K in Q4 2016. 44 funds tracked by Wall St. Rank hold HPS as of Q3 2017.

National Planning Corporation reported no remaining John Hancock Preferred Income Fund III position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 14,591 John Hancock Preferred Income Fund III shares in Q3 2017, an estimated $280K.
National Planning Corporation first reported a position in John Hancock Preferred Income Fund III in Q4 2014 and held it in 4 quarters.
National Planning Corporation's John Hancock Preferred Income Fund III position peaked at $464K in Q4 2016.
44 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.