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HPS

John Hancock Preferred Income Fund III

44 hedge funds and large institutions have $65.9M invested in John Hancock Preferred Income Fund III in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 4444 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.13% less ownership

Funds ownership: 11.23%11.1% (-0.13%)

3% less capital invested

Capital invested by funds: $67.9M → $65.9M (-$1.99M)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
10
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15M +$37.4K +1,979 +0.2%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.2M
UBS Group
3
UBS Group
Switzerland
$10.3M -$61.1K -3,237 -0.6%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.82M -$202K -10,687 -4%
Invesco
5
Invesco
Georgia
$4.44M -$808K -42,804 -15%
GC
6
Guggenheim Capital
Illinois
$3.11M +$575K +30,468 +23%
Bank of America
7
Bank of America
North Carolina
$2.96M -$1.79M -94,888 -38%
NL
8
NWAM LLC
Washington
$1.43M +$99.6K +5,275 +7%
Cohen & Steers
9
Cohen & Steers
New York
$1.33M +$833K +44,125 +165%
CAN
10
Cetera Advisor Networks
California
$1.11M +$398K +21,080 +56%
LCM
11
Laurion Capital Management
New York
$1.01M +$1.01M +53,750 New
Wells Fargo
12
Wells Fargo
California
$958K -$352K -18,661 -27%
CIA
13
Capital Investment Advisors
Georgia
$626K -$333K -17,624 -35%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$619K +$75.6K +4,006 +14%
SFS
15
Shaker Financial Services
Virginia
$573K +$575K +30,472 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$486K +$56.9K +3,015 +13%
PAS
17
Partnervest Advisory Services
California
$410K -$32.8K -1,736 -7%
IA
18
IFP Advisors
Florida
$401K -$6.36K -337 -2%
RJA
19
Raymond James & Associates
Florida
$325K +$327K +17,296 New
AAS
20
Annex Advisory Services
Wisconsin
$320K
LPL Financial
21
LPL Financial
California
$299K -$54.7K -2,900 -15%
ONB
22
Old National Bancorp
Indiana
$285K
Ameriprise
23
Ameriprise
Minnesota
$284K +$3.79K +201 +1%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$265K -$3.49K -185 -1%
AG
25
Advisor Group
Arizona
$247K

HPS Hedge Fund Activity: Q3 2017 in Review

44 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2017, worth a combined $65.9M — down 2.9% from $67.9M a quarter earlier.

Fund positioning in HPS was balanced in Q3 2017: 8 funds opened new positions, 8 closed out, 10 added to existing stakes and 17 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $1.01M. The largest seller was Bank of America, cutting an estimated $1.79M.

  • 44 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $65.9M of John Hancock Preferred Income Fund III stock for Q3 2017, down 2.9% quarter-over-quarter.
  • 8 funds opened new John Hancock Preferred Income Fund III positions in Q3 2017 and 8 closed out, a net change of 0 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2017 was Laurion Capital Management, an estimated $1.01M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2017 was Bank of America, an estimated $1.79M sold.

Based on aggregated 13F filings for Q3 2017.