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HPS

John Hancock Preferred Income Fund III

37 hedge funds and large institutions have $58.2M invested in John Hancock Preferred Income Fund III in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 3637 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.05% less ownership

Funds ownership: 11.08%11.03% (-0.05%)

8% less capital invested

Capital invested by funds: $63.6M → $58.2M (-$5.4M)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
6
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.9M +$3.22M +187,076 +36%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.3M
Morgan Stanley
3
Morgan Stanley
New York
$9.47M -$1.52M -88,586 -14%
Invesco
4
Invesco
Georgia
$7.8M -$1.89M -109,618 -19%
U
5
UBS
Switzerland
$6.85M +$1.51M +87,554 +27%
Bank of America
6
Bank of America
North Carolina
$3.65M -$245K -14,228 -6%
CS
7
Credit Suisse
Switzerland
$1.86M +$110K +6,420 +6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.16M -$72.3K -4,202 -6%
TT
9
Tower Trust
Indiana
$870K
LPL Financial
10
LPL Financial
California
$821K -$55.6K -3,230 -6%
Wells Fargo
11
Wells Fargo
California
$708K -$271K -15,737 -27%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$380K +$390K +22,675 New
FAAS
13
First Allied Advisory Services
California
$273K +$270K +15,706 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$257K -$53.7K -3,124 -17%
SGCA
15
Steel Grove Capital Advisors
Tennessee
$254K
US Bancorp
16
US Bancorp
Minnesota
$79K +$2.75K +160 +4%
BRWA
17
B. Riley Wealth Advisors
Florida
$69K
TRCT
18
Tower Research Capital (TRC)
New York
$59K +$3.3K +192 +6%
AIG
19
American International Group
New York
$57.3K
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$55K -$42.2K -2,450 -43%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$51K +$568 +33 +1%
SMA
22
Simply Money Advisors
Ohio
$35K
MFS
23
MSI Financial Services
Massachusetts
$32K -$3.44K -200 -10%
FAM
24
Formidable Asset Management
Ohio
$29K +$29.8K +1,730 New
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$27K

HPS Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2013, worth a combined $58.2M — down 8.5% from $63.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HPS positions and 5 closed out — a net gain of 1 holder — while 6 added to existing stakes and 10 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $3.22M. The largest seller was Invesco, cutting an estimated $1.89M.

  • 37 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $58.2M of John Hancock Preferred Income Fund III stock for Q3 2013, down 8.5% quarter-over-quarter.
  • 6 funds opened new John Hancock Preferred Income Fund III positions in Q3 2013 and 5 closed out, a net change of +1 holder.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2013 was Guggenheim Capital, an estimated $3.22M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2013 was Invesco, an estimated $1.89M sold.

Based on aggregated 13F filings for Q3 2013.