HPS

John Hancock Preferred Income Fund III

37 hedge funds and large institutions have $58.2M invested in John Hancock Preferred Income Fund III in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
6
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
GC
1
Guggenheim Capital
Illinois
$11.9M 712,154 +187,076 +36%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.3M 677,144
Morgan Stanley
3
Morgan Stanley
New York
$9.47M 565,498 -88,586 -14%
Invesco
4
Invesco
Georgia
$7.8M 465,513 -109,618 -19%
U
5
UBS
Switzerland
$6.85M 409,178 +87,554 +27%
Bank of America
6
Bank of America
North Carolina
$3.65M 217,589 -14,228 -6%
CS
7
Credit Suisse
Switzerland
$1.86M 111,128 +6,420 +6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.16M 69,139 -4,202 -6%
TT
9
Tower Trust
Indiana
$870K 51,961
LPL Financial
10
LPL Financial
California
$821K 50,359 -3,230 -6%
Wells Fargo
11
Wells Fargo
California
$708K 42,248 -15,737 -27%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$380K 22,675 +22,675 New
FAAS
13
First Allied Advisory Services
California
$273K 15,706 +15,706 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$257K 15,333 -3,124 -17%
SGCA
15
Steel Grove Capital Advisors
Tennessee
$254K 15,137
US Bancorp
16
US Bancorp
Minnesota
$79K 4,681 +160 +4%
BRWA
17
B. Riley Wealth Advisors
Florida
$69K 4,146
TRCT
18
Tower Research Capital (TRC)
New York
$59K 3,516 +192 +6%
AIG
19
American International Group
New York
$57.3K 3,422
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$55K 3,271 -2,450 -43%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$51K 3,050 +33 +1%
SMA
22
Simply Money Advisors
Ohio
$35K 2,115
MFS
23
MSI Financial Services
Massachusetts
$32K 1,900 -200 -10%
FAM
24
Formidable Asset Management
Ohio
$29K 1,730 +1,730 New
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$27K 1,630