Ladenburg Thalmann Financial Services’s John Hancock Preferred Income Fund III HPS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$617K	Sell	31,971 -600	-2%	-$11.5K	﹤0.01%	1636
2019 Q3	$652K	Sell	32,571 -1,034	-3%	-$20K	﹤0.01%	1554
2019 Q2	$649K	Buy	33,605 +8,460	+34%	+$160K	﹤0.01%	1535
2019 Q1	$472K	Buy	25,145 +1,972	+9%	+$35.5K	﹤0.01%	1733
2018 Q4	$367K	Buy	23,173 +1,300	+6%	+$22.5K	﹤0.01%	1769
2018 Q3	$407K	Buy	21,873 +5,592	+34%	+$104K	﹤0.01%	1769
2018 Q2	$288K	Hold	16,281	–	–	﹤0.01%	1955
2018 Q1	$288K	Buy	16,281 +7,904	+94%	+$140K	﹤0.01%	1955
2017 Q4	$157K	Sell	8,377 -11	-0.1%	-$204	﹤0.01%	2397
2017 Q3	$157K	Sell	8,388 -467	-5%	-$8.82K	﹤0.01%	2276
2017 Q2	$169K	Buy	8,855 +1,603	+22%	+$30.3K	﹤0.01%	2138
2017 Q1	$134K	Buy	7,252 +570	+9%	+$10.4K	﹤0.01%	2207
2016 Q4	$119K	Sell	6,682 -35,790	-84%	-$633K	﹤0.01%	2185
2016 Q3	$821K	Sell	42,472 -1,335	-3%	-$26.5K	0.01%	903
2016 Q2	$879K	Buy	43,807 +1,745	+4%	+$33.4K	0.01%	817
2016 Q1	$788K	Buy	42,062 +28,757	+216%	+$522K	0.01%	801
2015 Q4	$238K	Buy	13,305 +4,644	+54%	+$79.4K	﹤0.01%	1465
2015 Q3	$144K	Buy	8,661 +44	+0.5%	+$741	﹤0.01%	1728
2015 Q2	$143K	Sell	8,617 -200	-2%	-$3.56K	﹤0.01%	1837
2015 Q1	$165K	Buy	8,817 +4,919	+126%	+$90.6K	﹤0.01%	1721
2014 Q4	$70K	Buy	3,898 +1,224	+46%	+$21.9K	﹤0.01%	2131
2014 Q3	$47K	Sell	2,674 -640	-19%	-$11.2K	﹤0.01%	2063
2014 Q2	$59K	Hold	3,314	–	–	﹤0.01%	1937
2014 Q1	$57K	Buy	3,314 +240	+8%	+$3.99K	﹤0.01%	1865
2013 Q4	$48K	Buy	3,074 +24	+0.8%	+$385	﹤0.01%	1947
2013 Q3	$51K	Buy	3,050 +33	+1%	+$568	﹤0.01%	1821
2013 Q2	$55K	Buy	+3,017	New	+$58.2K	﹤0.01%	1679

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ACM

Anfield Capital Management Irvine, California $363M AUM 24.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $397M AUM 11.67% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HPS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its John Hancock Preferred Income Fund III (HPS) stake by 1.8% in Q4 2019, selling an estimated $11.5K and leaving 31,971 shares worth $617K. The position accounts for ﹤0.01% of the portfolio, ranked #1636.

Ladenburg Thalmann Financial Services first reported a position in HPS in Q2 2013 and has held it in 27 quarters since. The position peaked at $879K in Q2 2016. 56 funds tracked by Wall St. Rank hold HPS as of Q4 2019.

Ladenburg Thalmann Financial Services held 31,971 shares of John Hancock Preferred Income Fund III worth $617K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 600 John Hancock Preferred Income Fund III shares in Q4 2019, an estimated $11.5K.
John Hancock Preferred Income Fund III made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1636 holding.
Ladenburg Thalmann Financial Services first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's John Hancock Preferred Income Fund III position peaked at $879K in Q2 2016.
56 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.