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HPS

John Hancock Preferred Income Fund III

56 hedge funds and large institutions have $67.3M invested in John Hancock Preferred Income Fund III in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

12% more funds holding

Funds holding: 5056 (+6)

9% more capital invested

Capital invested by funds: $61.5M → $67.3M (+$5.81M)

1.27% more ownership

Funds ownership: 9.72%11% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
19
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M
Morgan Stanley
2
Morgan Stanley
New York
$10.2M -$500K -26,157 -5%
UBS Group
3
UBS Group
Switzerland
$9.41M +$730K +38,234 +9%
Invesco
4
Invesco
Georgia
$5.14M +$739K +38,669 +17%
ACM
5
Anfield Capital Management
California
$4.11M +$3.93M +205,872 New
Cohen & Steers
6
Cohen & Steers
New York
$3.42M -$865K -45,264 -20%
BC
7
Burney Company
Virginia
$2.39M +$256K +13,398 +12%
ECA
8
Elevated Capital Advisors
Utah
$1.64M +$1.63M +85,134 New
NL
9
NWAM LLC
Washington
$1.26M
CAN
10
Cetera Advisor Networks
California
$1.25M +$401K +20,994 +49%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.19M -$821 -43 -0.1%
Bank of America
12
Bank of America
North Carolina
$1.14M -$196K -10,284 -15%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.08M +$15.6K +816 +1%
GC
14
Guggenheim Capital
Illinois
$1.06M +$139K +7,296 +15%
Wells Fargo
15
Wells Fargo
California
$980K -$341K -17,870 -26%
AG
16
Advisor Group
Arizona
$887K +$100K +5,240 +13%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$824K +$55.2K +2,889 +7%
SWP
18
Stratos Wealth Partners
Ohio
$683K +$20.5K +1,075 +3%
WS
19
Wedbush Securities
California
$671K +$66.8K +3,500 +11%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$617K -$11.5K -600 -2%
FIA
21
Foundations Investment Advisors
Arizona
$606K +$596K +31,198 New
Ameriprise
22
Ameriprise
Minnesota
$581K +$3.17K +166 +0.6%
LPL Financial
23
LPL Financial
California
$541K +$46.4K +2,430 +9%
AI
24
Atria Investments
North Carolina
$540K +$40.1K +2,097 +8%
TF
25
Trek Financial
Arizona
$527K +$26.9K +1,409 +5%

HPS Hedge Fund Activity: Q4 2019 in Review

56 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q4 2019, worth a combined $67.3M — up 9.5% from $61.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new HPS positions and 7 closed out — a net gain of 6 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was Invesco, adding an estimated $739K. The largest seller was Cohen & Steers, cutting an estimated $865K.

  • 56 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $67.3M of John Hancock Preferred Income Fund III stock for Q4 2019, up 9.5% quarter-over-quarter.
  • 13 funds opened new John Hancock Preferred Income Fund III positions in Q4 2019 and 7 closed out, a net change of +6 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q4 2019 was Invesco, an estimated $739K added.
  • The largest John Hancock Preferred Income Fund III seller in Q4 2019 was Cohen & Steers, an estimated $865K sold.

Based on aggregated 13F filings for Q4 2019.