HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

56 hedge funds and large institutions have $67.3M invested in John Hancock Preferred Income Fund III in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
19
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Anfield Capital Management
California
$4.11M
2
ECA
2
Elevated Capital Advisors
Utah
$1.64M
3
Invesco
3
Invesco
Georgia
$5.14M
4
UBS Group
4
UBS Group
Switzerland
$9.41M
5
FIA
5
Foundations Investment Advisors
Arizona
$606K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$3.42M
2
WWM
2
Western Wealth Management
Colorado
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$10.2M
4
Wells Fargo
4
Wells Fargo
California
$980K
5
ONB
5
Old National Bancorp
Indiana
$410K
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$10.2M 527,758 -26,157 -5%
UBS Group
3
UBS Group
Switzerland
$9.41M 487,834 +38,234 +9%
Invesco
4
Invesco
Georgia
$5.14M 266,396 +38,669 +17%
ACM
5
Anfield Capital Management
California
$4.11M 205,872 +205,872 New
Cohen & Steers
6
Cohen & Steers
New York
$3.42M 177,027 -45,264 -20%
BC
7
Burney Company
Virginia
$2.39M 123,984 +13,398 +12%
ECA
8
Elevated Capital Advisors
Utah
$1.64M 85,134 +85,134 New
NL
9
NWAM LLC
Washington
$1.26M 65,089 – –
CAN
10
Cetera Advisor Networks
California
$1.25M 64,250 +20,994 +49%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.19M 61,475 -43 -0.1%
Bank of America
12
Bank of America
North Carolina
$1.14M 58,876 -10,284 -15%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.08M 55,877 +816 +1%
GC
14
Guggenheim Capital
Illinois
$1.06M 55,105 +7,296 +15%
Wells Fargo
15
Wells Fargo
California
$980K 50,819 -17,870 -26%
AG
16
Advisor Group
Arizona
$887K 45,965 +5,240 +13%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$824K 42,703 +2,889 +7%
SWP
18
Stratos Wealth Partners
Ohio
$683K 35,415 +1,075 +3%
WS
19
Wedbush Securities
California
$671K 34,803 +3,500 +11%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$617K 31,971 -600 -2%
FIA
21
Foundations Investment Advisors
Arizona
$606K 31,198 +31,198 New
Ameriprise
22
Ameriprise
Minnesota
$581K 30,139 +166 +0.6%
LPL Financial
23
LPL Financial
California
$541K 28,036 +2,430 +9%
AI
24
Atria Investments
North Carolina
$540K 28,017 +2,097 +8%
TF
25
Trek Financial
Arizona
$527K 27,329 +1,409 +5%
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