HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

48 hedge funds and large institutions have $52.4M invested in John Hancock Preferred Income Fund III in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 19 reducing their positions, and 5 closing their positions.

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
10
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.75M
2
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$757K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2M
4
WAM
4
Weiss Asset Management
Massachusetts
$345K
5
Cohen & Steers
5
Cohen & Steers
New York
$5.28M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.94M
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
UBS Group
3
UBS Group
Switzerland
$7.07M
4
GC
4
Guggenheim Capital
Illinois
$1.05M
5
BC
5
Burney Company
Virginia
$1.93M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$10.2M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$9.75M 615,575 +64,569 +12%
UBS Group
3
UBS Group
Switzerland
$7.07M 446,118 -47,624 -10%
Cohen & Steers
4
Cohen & Steers
New York
$5.28M 333,384 +16,631 +5%
Invesco
5
Invesco
Georgia
$3.94M 248,389 -95,910 -28%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2M 126,187 +45,254 +56%
BC
7
Burney Company
Virginia
$1.93M 121,926 -20,249 -14%
Bank of America
8
Bank of America
North Carolina
$1.47M 92,553 -5,467 -6%
CAN
9
Cetera Advisor Networks
California
$1.19M 74,782 +8,300 +12%
NL
10
NWAM LLC
Washington
$1.09M 68,704 -1,900 -3%
GC
11
Guggenheim Capital
Illinois
$1.05M 66,106 -34,937 -35%
MAFM
12
Mid Atlantic Financial Management
Pennsylvania
$757K 47,759 +47,759 New
Wells Fargo
13
Wells Fargo
California
$685K 43,231 -2,530 -6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$603K 38,073 -563 -1%
CIA
15
Capital Investment Advisors
Georgia
$503K 31,771 – –
ONB
16
Old National Bancorp
Indiana
$480K 30,290 -2,450 -7%
Ameriprise
17
Ameriprise
Minnesota
$436K 27,500 +4,114 +18%
HK
18
Horizon Kinetics
New York
$387K 24,434 -1,455 -6%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$367K 23,173 +1,300 +6%
WAM
20
Weiss Asset Management
Massachusetts
$345K 21,766 +21,766 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$312K 19,721 -2,637 -12%
WS
22
Wedbush Securities
California
$267K 16,861 -2,590 -13%
SWP
23
Stratos Wealth Partners
Ohio
$258K 16,260 -1,940 -11%
LPL Financial
24
LPL Financial
California
$257K 16,196 -1,147 -7%
AG
25
Advisor Group
Arizona
$197K 12,457 +2,673 +27%
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