HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

41 hedge funds and large institutions have $64.5M invested in John Hancock Preferred Income Fund III in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
11
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.05M
2
Morgan Stanley
2
Morgan Stanley
New York
$17M
3
BC
3
Burney Company
Virginia
$1.4M
4
NSIM
4
North Star Investment Management
Illinois
$393K
5
Bank of America
5
Bank of America
North Carolina
$3.33M

Top Sellers

1
NCM
1
Newgate Capital Management
Connecticut
$0
2
GC
2
Guggenheim Capital
Illinois
$6.86M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
PRCM
4
Pine River Capital Management
Minnesota
$0
5
Invesco
5
Invesco
Georgia
$6.36M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17M 950,640 +331,349 +54%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12M 670,344 – –
GC
3
Guggenheim Capital
Illinois
$6.86M 383,615 -70,622 -16%
Invesco
4
Invesco
Georgia
$6.36M 356,080 -10,034 -3%
UBS Group
5
UBS Group
Switzerland
$6.05M 338,760 +338,760 New
Bank of America
6
Bank of America
North Carolina
$3.33M 186,315 +11,153 +6%
CS
7
Credit Suisse
Switzerland
$1.87M 104,685 -22 -0%
NL
8
NWAM LLC
Washington
$1.5M 83,752 +1,000 +1%
BC
9
Burney Company
Virginia
$1.4M 78,266 +78,266 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.26M 70,768 -2,065 -3%
CIA
11
Capital Investment Advisors
Georgia
$1.26M 70,421 -1,023 -1%
Wells Fargo
12
Wells Fargo
California
$1.21M 67,585 -1,099 -2%
LPL Financial
13
LPL Financial
California
$1.15M 64,300 -3,402 -5%
ONB
14
Old National Bancorp
Indiana
$676K 37,816 -7,025 -16%
NSIM
15
North Star Investment Management
Illinois
$393K 21,970 +20,600 +1,504%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$272K 15,246 +4,132 +37%
UCFA
17
United Capital Financial Advisors
Texas
$260K 14,554 +950 +7%
ICOA
18
Investment Centers of America
North Dakota
$245K 13,689 -790 -5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$239K 13,398 +861 +7%
AIG
20
American International Group
New York
$195K 10,893 +3,210 +42%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$161K 9,000 – –
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$152K 8,490 -702 -8%
TRCT
23
Tower Research Capital (TRC)
New York
$102K 5,700 +5,700 New
US Bancorp
24
US Bancorp
Minnesota
$82K 4,581 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$70K 3,898 +1,224 +46%
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