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HPS

John Hancock Preferred Income Fund III

66 hedge funds and large institutions have $44.5M invested in John Hancock Preferred Income Fund III in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

5% more funds holding

Funds holding: 6366 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.11% less ownership

Funds ownership: 10.62%10.51% (-0.11%)

6% less capital invested

Capital invested by funds: $47.3M → $44.5M (-$2.79M)

40% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 20

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
12
Reduced
20
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.23M +$13.7K +984 +0.1%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$8.62M
UBS Group
3
UBS Group
Switzerland
$5.74M -$142K -10,212 -2%
Invesco
4
Invesco
Georgia
$2.61M -$123K -8,896 -4%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.41M +$222K +15,992 +10%
CAN
6
Cetera Advisor Networks
California
$1.55M +$358K +25,819 +29%
Ameriprise
7
Ameriprise
Minnesota
$1.2M -$278K -20,016 -18%
Fiera Capital (Canada)
8
Fiera Capital (Canada)
Quebec, Canada
$1.12M -$3.83K -276 -0.3%
LPL Financial
9
LPL Financial
California
$974K -$4.67K -337 -0.5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$947K -$42.6K -3,074 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$818K -$18K -1,296 -2%
SFS
12
Sowell Financial Services
Arkansas
$745K +$2.05K +148 +0.3%
Bank of America
13
Bank of America
North Carolina
$610K -$7.8K -562 -1%
GG
14
Golden Green
South Carolina
$583K +$14.2K +1,027 +2%
PTC
15
Philadelphia Trust Company
Pennsylvania
$564K
SAM
16
Selway Asset Management
$554K -$69.4K -5,000 -11%
WWM
17
Western Wealth Management
Colorado
$518K +$6.94K +500 +1%
LOPW
18
Live Oak Private Wealth
North Carolina
$515K
Cohen & Steers
19
Cohen & Steers
New York
$485K
BC
20
Burney Company
Virginia
$408K -$89.6K -6,460 -17%
GC
21
Guggenheim Capital
Illinois
$329K -$76.6K -5,519 -18%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$319K +$69 +5 +0%
WS
23
Wedbush Securities
California
$289K -$63.4K -4,573 -17%
AWS
24
Arkfeld Wealth Strategies
Nebraska
$281K +$1.24K +89 +0.4%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$255K -$19K -1,367 -7%

HPS Hedge Fund Activity: Q3 2023 in Review

66 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2023, worth a combined $44.5M — down 5.9% from $47.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HPS positions and 5 closed out — a net gain of 3 holders — while 12 added to existing stakes and 20 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $358K. The largest seller was Ameriprise, cutting an estimated $278K.

  • 66 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2023, up from 63 in Q2 2023.
  • Funds reported $44.5M of John Hancock Preferred Income Fund III stock for Q3 2023, down 5.9% quarter-over-quarter.
  • 8 funds opened new John Hancock Preferred Income Fund III positions in Q3 2023 and 5 closed out, a net change of +3 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2023 was Cetera Advisor Networks, an estimated $358K added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2023 was Ameriprise, an estimated $278K sold.

Based on aggregated 13F filings for Q3 2023.