We are live on ! Find out more
HPS

John Hancock Preferred Income Fund III

42 hedge funds and large institutions have $62M invested in John Hancock Preferred Income Fund III in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

8% more funds holding

Funds holding: 3942 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.53% less ownership

Funds ownership: 11.5%10.97% (-0.53%)

1% less capital invested

Capital invested by funds: $62.9M → $62M (-$844K)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
10
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12M -$166K -9,383 -1%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M +$852K +48,240 +8%
GC
3
Guggenheim Capital
Illinois
$8.54M -$1.55M -87,664 -16%
U
4
UBS
Switzerland
$6.9M -$149K -8,413 -2%
Invesco
5
Invesco
Georgia
$4.5M -$1.08M -60,969 -20%
MIG
6
Mariner Investment Group
New York
$3.06M -$1.6M -90,302 -35%
Bank of America
7
Bank of America
North Carolina
$3.05M +$203K +11,471 +7%
CS
8
Credit Suisse
Switzerland
$1.86M -$30.9K -1,750 -2%
NL
9
NWAM LLC
Washington
$1.39M +$296K +16,729 +27%
CIA
10
Capital Investment Advisors
Georgia
$1.36M -$219K -12,383 -14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.25M +$101K +5,734 +9%
LPL Financial
12
LPL Financial
California
$1.21M +$193K +10,953 +19%
SFS
13
Shaker Financial Services
Virginia
$1.15M +$445K +25,169 +64%
Wells Fargo
14
Wells Fargo
California
$1.03M -$27.3K -1,546 -3%
ONB
15
Old National Bancorp
Indiana
$912K +$900K +50,961 New
PRCM
16
Pine River Capital Management
Minnesota
$822K -$448K -25,345 -36%
ICOA
17
Investment Centers of America
North Dakota
$282K +$279K +15,818 New
SGCA
18
Steel Grove Capital Advisors
Tennessee
$253K
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$206K -$16.3K -925 -7%
RCM
20
Robinson Capital Management
Michigan
$182K +$185K +10,500 New
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$163K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$152K +$150K +8,472 New
US Bancorp
23
US Bancorp
Minnesota
$82K
BRWA
24
B. Riley Wealth Advisors
Florida
$74.3K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$59K

HPS Hedge Fund Activity: Q2 2014 in Review

42 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q2 2014, worth a combined $62M — down 1.3% from $62.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new HPS positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Old National Bancorp, opening a new position worth an estimated $900K. The largest seller was Mariner Investment Group, cutting an estimated $1.6M.

  • 42 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q2 2014, up from 39 in Q1 2014.
  • Funds reported $62M of John Hancock Preferred Income Fund III stock for Q2 2014, down 1.3% quarter-over-quarter.
  • 7 funds opened new John Hancock Preferred Income Fund III positions in Q2 2014 and 3 closed out, a net change of +4 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q2 2014 was Old National Bancorp, an estimated $900K added.
  • The largest John Hancock Preferred Income Fund III seller in Q2 2014 was Mariner Investment Group, an estimated $1.6M sold.

Based on aggregated 13F filings for Q2 2014.