HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

50 hedge funds and large institutions have $61.5M invested in John Hancock Preferred Income Fund III in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
20
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WWM
1
Western Wealth Management
Colorado
$804K
2
SWP
2
Stratos Wealth Partners
Ohio
$687K
3
AG
3
Advisor Group
Arizona
$814K
4
Wells Fargo
4
Wells Fargo
California
$1.38M
5
WS
5
Wedbush Securities
California
$626K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$4.45M
2
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$0
3
Invesco
3
Invesco
Georgia
$4.56M
4
CAN
4
Cetera Advisor Networks
California
$869K
5
UBS Group
5
UBS Group
Switzerland
$9M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.9M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$11.1M 553,915 +4,696 +0.9%
UBS Group
3
UBS Group
Switzerland
$9M 449,600 -13,856 -3%
Invesco
4
Invesco
Georgia
$4.56M 227,727 -29,511 -11%
Cohen & Steers
5
Cohen & Steers
New York
$4.45M 222,291 -111,093 -33%
BC
6
Burney Company
Virginia
$2.21M 110,586 -9,000 -8%
Bank of America
7
Bank of America
North Carolina
$1.38M 69,160 -4,249 -6%
Wells Fargo
8
Wells Fargo
California
$1.38M 68,689 +12,350 +22%
NL
9
NWAM LLC
Washington
$1.3M 65,089 -520 -0.8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.23M 61,518 -677 -1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.1M 55,061 +4,857 +10%
GC
12
Guggenheim Capital
Illinois
$957K 47,809 +3,709 +8%
CAN
13
Cetera Advisor Networks
California
$869K 43,256 -22,853 -35%
AG
14
Advisor Group
Arizona
$814K 40,725 +13,302 +49%
WWM
15
Western Wealth Management
Colorado
$804K 40,173 +40,173 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$797K 39,814 +9,636 +32%
ONB
17
Old National Bancorp
Indiana
$689K 34,459 – –
SWP
18
Stratos Wealth Partners
Ohio
$687K 34,340 +18,345 +115%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$652K 32,571 -1,034 -3%
WS
20
Wedbush Securities
California
$626K 31,303 +11,000 +54%
Ameriprise
21
Ameriprise
Minnesota
$600K 29,973 +1,118 +4%
AI
22
Atria Investments
North Carolina
$519K 25,920 +4,749 +22%
TF
23
Trek Financial
Arizona
$519K 25,920 +8,674 +50%
LPL Financial
24
LPL Financial
California
$512K 25,606 +7,810 +44%
RJA
25
Raymond James & Associates
Florida
$320K 15,969 +3,965 +33%
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