HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

41 hedge funds and large institutions have $54.9M invested in John Hancock Preferred Income Fund III in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
0.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
16
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
1
Doliver Advisors
Texas
$551K
2
Cohen & Steers
2
Cohen & Steers
New York
$2.57M
3
COLIM
3
City of London Investment Management
United Kingdom
$377K
4
Millennium Management
4
Millennium Management
New York
$220K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$288K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.77M
3
CAN
3
Cetera Advisor Networks
California
$0
4
UBS Group
4
UBS Group
Switzerland
$8.97M
5
Bank of America
5
Bank of America
North Carolina
$2.36M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.4M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$9.77M 554,278 -136,706 -20%
UBS Group
3
UBS Group
Switzerland
$8.97M 508,856 -35,674 -7%
Invesco
4
Invesco
Georgia
$4.4M 249,761 +3,886 +2%
GC
5
Guggenheim Capital
Illinois
$3.37M 191,380 +2,384 +1%
Cohen & Steers
6
Cohen & Steers
New York
$2.57M 145,522 +28,712 +25%
BC
7
Burney Company
Virginia
$2.37M 134,372 +6,610 +5%
Bank of America
8
Bank of America
North Carolina
$2.36M 133,649 -18,707 -12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.6M 90,681 -173,147 -66%
NL
10
NWAM LLC
Washington
$1.26M 71,404 -3,588 -5%
Wells Fargo
11
Wells Fargo
California
$804K 45,625 -3,671 -7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$665K 37,725 +4,152 +12%
CIA
13
Capital Investment Advisors
Georgia
$587K 33,281 +325 +1%
DA
14
Doliver Advisors
Texas
$551K 31,231 +31,231 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$418K 23,731 -2,032 -8%
LPL Financial
16
LPL Financial
California
$393K 22,301 +6,376 +40%
ONB
17
Old National Bancorp
Indiana
$379K 21,500 +2,450 +13%
COLIM
18
City of London Investment Management
United Kingdom
$377K 21,400 +21,400 New
Ameriprise
19
Ameriprise
Minnesota
$368K 20,856 +1,249 +6%
SWP
20
Stratos Wealth Partners
Ohio
$310K 17,610 +1,983 +13%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$288K 16,281 +7,904 +94%
AAS
22
Annex Advisory Services
Wisconsin
$247K 14,025 +1,425 +11%
AG
23
Advisor Group
Arizona
$233K 13,238 -90 -0.7%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$229K 12,936 -334 -3%
Millennium Management
25
Millennium Management
New York
$220K 12,496 +12,496 New
1
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