HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

39 hedge funds and large institutions have $71.8M invested in John Hancock Preferred Income Fund III in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
13
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$9.49M
2
LPL Financial
2
LPL Financial
California
$3.39M
3
Bank of America
3
Bank of America
North Carolina
$7.63M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$788K
5
HK
5
Horizon Kinetics
New York
$532K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$15.8M
2
CS
2
Credit Suisse
Switzerland
$0
3
SIA
3
Sit Investment Associates
Minnesota
$601K
4
GC
4
Guggenheim Capital
Illinois
$2.65M
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.8M 837,818 -175,094 -17%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.6M 670,344 – –
UBS Group
3
UBS Group
Switzerland
$9.49M 503,122 +122,950 +32%
Invesco
4
Invesco
Georgia
$8M 423,916 -15,710 -4%
Bank of America
5
Bank of America
North Carolina
$7.63M 404,695 +40,635 +11%
LPL Financial
6
LPL Financial
California
$3.39M 181,124 +54,843 +43%
GC
7
Guggenheim Capital
Illinois
$2.65M 140,731 -23,401 -14%
CIA
8
Capital Investment Advisors
Georgia
$1.62M 85,695 -9,721 -10%
NL
9
NWAM LLC
Washington
$1.39M 73,532 -8,310 -10%
Wells Fargo
10
Wells Fargo
California
$1.26M 66,547 +21,439 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1M 53,158 +721 +1%
MFS
12
MSI Financial Services
Massachusetts
$959K 50,868 -5,138 -9%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$788K 42,062 +28,757 +216%
UCFA
14
United Capital Financial Advisors
Texas
$618K 32,760 -3,801 -10%
SIA
15
Sit Investment Associates
Minnesota
$601K 31,885 -32,655 -51%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$574K 30,434 -3,860 -11%
HK
17
Horizon Kinetics
New York
$532K 28,220 +28,220 New
PAS
18
Partnervest Advisory Services
California
$477K 25,293 +25,293 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$457K 24,236 +7,796 +47%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$320K 16,960 +16,960 New
ONB
21
Old National Bancorp
Indiana
$296K 15,700 – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$276K 14,621 +21 +0.1%
ICOA
23
Investment Centers of America
North Dakota
$252K 13,327 +1,538 +13%
BAS
24
Brown Advisory Securities
Maryland
$227K 12,025 +12,025 New
AIG
25
American International Group
New York
$165K 8,738 – –
1
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