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HPS

John Hancock Preferred Income Fund III

39 hedge funds and large institutions have $71.8M invested in John Hancock Preferred Income Fund III in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

3% more capital invested

Capital invested by funds: $70M → $71.8M (+$1.83M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.34% less ownership

Funds ownership: 12.42%12.07% (-0.34%)

7% less funds holding

Funds holding: 4239 (-3)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
13
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.8M -$3.18M -175,094 -17%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.6M
UBS Group
3
UBS Group
Switzerland
$9.49M +$2.23M +122,950 +32%
Invesco
4
Invesco
Georgia
$8M -$285K -15,710 -4%
Bank of America
5
Bank of America
North Carolina
$7.63M +$738K +40,635 +11%
LPL Financial
6
LPL Financial
California
$3.39M +$996K +54,843 +43%
GC
7
Guggenheim Capital
Illinois
$2.65M -$425K -23,401 -14%
CIA
8
Capital Investment Advisors
Georgia
$1.62M -$177K -9,721 -10%
NL
9
NWAM LLC
Washington
$1.39M -$151K -8,310 -10%
Wells Fargo
10
Wells Fargo
California
$1.25M +$389K +21,439 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1M +$13.1K +721 +1%
MFS
12
MSI Financial Services
Massachusetts
$959K -$93.3K -5,138 -9%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$788K +$522K +28,757 +216%
UCFA
14
United Capital Financial Advisors
Texas
$618K -$69K -3,801 -10%
SIA
15
Sit Investment Associates
Minnesota
$601K -$593K -32,655 -51%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$574K -$70.1K -3,860 -11%
HK
17
Horizon Kinetics
New York
$532K +$512K +28,220 New
PAS
18
Partnervest Advisory Services
California
$477K +$459K +25,293 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$457K +$142K +7,796 +47%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$320K +$308K +16,960 New
ONB
21
Old National Bancorp
Indiana
$296K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$276K +$381 +21 +0.1%
ICOA
23
Investment Centers of America
North Dakota
$252K +$27.9K +1,538 +13%
BAS
24
Brown Advisory Securities
Maryland
$227K +$218K +12,025 New
AIG
25
American International Group
New York
$165K

HPS Hedge Fund Activity: Q1 2016 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q1 2016, worth a combined $71.8M — up 2.6% from $70M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of HPS and 7 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 13 added.

The largest buyer was UBS Group, adding an estimated $2.23M. The largest seller was Morgan Stanley, cutting an estimated $3.18M.

  • 39 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q1 2016, down from 42 in Q4 2015.
  • Funds reported $71.8M of John Hancock Preferred Income Fund III stock for Q1 2016, up 2.6% quarter-over-quarter.
  • 7 funds opened new John Hancock Preferred Income Fund III positions in Q1 2016 and 9 closed out, a net change of -2 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q1 2016 was UBS Group, an estimated $2.23M added.
  • The largest John Hancock Preferred Income Fund III seller in Q1 2016 was Morgan Stanley, an estimated $3.18M sold.

Based on aggregated 13F filings for Q1 2016.