Sit Investment Associates’s John Hancock Preferred Income Fund III HPS Stock Holding History

Sit Investment Associates’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-42,183	Closed	-$808K	–	665
2017 Q2	$808K	Hold	42,183	–	–	0.02%	375
2017 Q1	$778K	Hold	42,183	–	–	0.02%	377
2016 Q4	$748K	Buy	42,183 +9,400	+29%	+$166K	0.02%	358
2016 Q3	$634K	Buy	32,783 +1,152	+4%	+$22.9K	0.02%	340
2016 Q2	$632K	Sell	31,631 -254	-0.8%	-$4.87K	0.02%	344
2016 Q1	$601K	Sell	31,885 -32,655	-51%	-$593K	0.01%	349
2015 Q4	$1.15M	Buy	64,540 +51,069	+379%	+$873K	0.02%	307
2015 Q3	$224K	Buy	+13,471	New	+$227K	﹤0.01%	407

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Sit Investment Associates's HPS Position: Q3 2017 in Review

Sit Investment Associates sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2017, closing a stake of 42,183 shares — an estimated $808K sold.

Sit Investment Associates first reported a position in HPS in Q3 2015 and held it in 8 quarters. The position peaked at $1.15M in Q4 2015. 44 funds tracked by Wall St. Rank hold HPS as of Q3 2017.

Sit Investment Associates reported no remaining John Hancock Preferred Income Fund III position as of Q3 2017 after selling out during the quarter.
Sit Investment Associates sold 42,183 John Hancock Preferred Income Fund III shares in Q3 2017, an estimated $808K.
Sit Investment Associates first reported a position in John Hancock Preferred Income Fund III in Q3 2015 and held it in 8 quarters.
Sit Investment Associates's John Hancock Preferred Income Fund III position peaked at $1.15M in Q4 2015.
44 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2017.

Based on Sit Investment Associates's 13F filing for Q3 2017, filed 18 Oct 2017.