HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

41 hedge funds and large institutions have $65.6M invested in John Hancock Preferred Income Fund III in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
6
Increased
11
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$5.44M
2
CRC
2
Curi RMB Capital
Illinois
$892K
3
PPA
3
Parametric Portfolio Associates
Washington
$599K
4
COLIM
4
City of London Investment Management
United Kingdom
$1.77M
5
WAM
5
Wolverine Asset Management
Illinois
$1.16M

Top Sellers

1
BC
1
Burney Company
Virginia
$0
2
GC
2
Guggenheim Capital
Illinois
$3.18M
3
Morgan Stanley
3
Morgan Stanley
New York
$16.3M
4
DA
4
Doliver Advisors
Texas
$0
5
NSIM
5
North Star Investment Management
Illinois
$71K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.3M 978,659 -37,714 -4%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.2M 670,344 – –
Invesco
3
Invesco
Georgia
$7.15M 429,294 +23,972 +6%
UBS Group
4
UBS Group
Switzerland
$6.11M 367,000 +6,211 +2%
Bank of America
5
Bank of America
North Carolina
$5.44M 326,672 +132,149 +68%
GC
6
Guggenheim Capital
Illinois
$3.18M 191,202 -44,748 -19%
COLIM
7
City of London Investment Management
United Kingdom
$1.77M 106,436 +31,930 +43%
CIA
8
Capital Investment Advisors
Georgia
$1.61M 96,761 -423 -0.4%
CS
9
Credit Suisse
Switzerland
$1.53M 91,592 -4,993 -5%
NL
10
NWAM LLC
Washington
$1.4M 84,000 – –
WAM
11
Wolverine Asset Management
Illinois
$1.16M 69,351 +28,651 +70%
Wells Fargo
12
Wells Fargo
California
$1.05M 63,139 +3,500 +6%
LPL Financial
13
LPL Financial
California
$1.03M 61,099 -4,223 -6%
CRC
14
Curi RMB Capital
Illinois
$892K 53,566 +53,566 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$848K 50,882 -5,953 -10%
SFS
16
Shaker Financial Services
Virginia
$656K 39,389 -151 -0.4%
UCFA
17
United Capital Financial Advisors
Texas
$618K 37,120 +2,170 +6%
PPA
18
Parametric Portfolio Associates
Washington
$599K 35,943 +35,943 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$556K 33,402 -4,194 -11%
BTS
20
BB&T Securities
Virginia
$329K 19,796 +19,796 New
ONB
21
Old National Bancorp
Indiana
$271K 16,265 -2,000 -11%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$257K 15,431 +598 +4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$245K 14,701 +1,026 +8%
LCM
24
Landscape Capital Management
New Jersey
$240K 14,414 -2,576 -15%
SIA
25
Sit Investment Associates
Minnesota
$224K 13,471 +13,471 New
1
2