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HPS

John Hancock Preferred Income Fund III

41 hedge funds and large institutions have $65.6M invested in John Hancock Preferred Income Fund III in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

5% more funds holding

Funds holding: 3941 (+2)

2% more capital invested

Capital invested by funds: $64.3M → $65.6M (+$1.31M)

0.27% more ownership

Funds ownership: 12.2%12.47% (+0.27%)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
11
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.3M -$636K -37,714 -4%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.2M
Invesco
3
Invesco
Georgia
$7.15M +$404K +23,972 +6%
UBS Group
4
UBS Group
Switzerland
$6.11M +$105K +6,211 +2%
Bank of America
5
Bank of America
North Carolina
$5.44M +$2.23M +132,149 +68%
GC
6
Guggenheim Capital
Illinois
$3.18M -$754K -44,748 -19%
COLIM
7
City of London Investment Management
United Kingdom
$1.77M +$538K +31,930 +43%
CIA
8
Capital Investment Advisors
Georgia
$1.61M -$7.13K -423 -0.4%
CS
9
Credit Suisse
Switzerland
$1.53M -$84.1K -4,993 -5%
NL
10
NWAM LLC
Washington
$1.4M
WAM
11
Wolverine Asset Management
Illinois
$1.16M +$483K +28,651 +70%
Wells Fargo
12
Wells Fargo
California
$1.05M +$59K +3,500 +6%
LPL Financial
13
LPL Financial
California
$1.03M -$71.2K -4,223 -6%
CRC
14
Curi RMB Capital
Illinois
$892K +$903K +53,566 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$848K -$100K -5,953 -10%
SFS
16
Shaker Financial Services
Virginia
$656K -$2.54K -151 -0.4%
UCFA
17
United Capital Financial Advisors
Texas
$618K +$36.6K +2,170 +6%
PPA
18
Parametric Portfolio Associates
Washington
$599K +$606K +35,943 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$556K -$70.7K -4,194 -11%
BTS
20
BB&T Securities
Virginia
$329K +$334K +19,796 New
ONB
21
Old National Bancorp
Indiana
$271K -$33.7K -2,000 -11%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$257K +$10.1K +598 +4%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$245K +$17.3K +1,026 +8%
LCM
24
Landscape Capital Management
New Jersey
$240K -$43.4K -2,576 -15%
SIA
25
Sit Investment Associates
Minnesota
$224K +$227K +13,471 New

HPS Hedge Fund Activity: Q3 2015 in Review

41 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2015, worth a combined $65.6M — up 2% from $64.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HPS positions and 4 closed out — a net gain of 2 holders — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $2.23M. The largest seller was Burney Company, exiting entirely with an estimated $1.53M sold.

  • 41 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2015, up from 39 in Q2 2015.
  • Funds reported $65.6M of John Hancock Preferred Income Fund III stock for Q3 2015, up 2% quarter-over-quarter.
  • 6 funds opened new John Hancock Preferred Income Fund III positions in Q3 2015 and 4 closed out, a net change of +2 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2015 was Bank of America, an estimated $2.23M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2015 was Burney Company, an estimated $1.53M sold.

Based on aggregated 13F filings for Q3 2015.