HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

41 hedge funds and large institutions have $63.6M invested in John Hancock Preferred Income Fund III in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.08M
2
RCM
2
Robinson Capital Management
Michigan
$1.2M
3
Invesco
3
Invesco
Georgia
$5.29M
4
SFS
4
Shaker Financial Services
Virginia
$643K
5
Ameriprise
5
Ameriprise
Minnesota
$291K

Top Sellers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
UBS Group
3
UBS Group
Switzerland
$9.72M
4
Citigroup
4
Citigroup
New York
$1K
5
LPL Financial
5
LPL Financial
California
$1.58M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.7M 798,244 +2,313 +0.3%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.9M 646,421 – –
UBS Group
3
UBS Group
Switzerland
$9.72M 526,907 -63,594 -11%
Invesco
4
Invesco
Georgia
$5.29M 286,831 +28,886 +11%
Bank of America
5
Bank of America
North Carolina
$5.02M 272,028 +6,086 +2%
GC
6
Guggenheim Capital
Illinois
$2.14M 116,243 -7,167 -6%
LPL Financial
7
LPL Financial
California
$1.58M 84,791 -20,319 -19%
NL
8
NWAM LLC
Washington
$1.38M 74,992 +5,275 +8%
RCM
9
Robinson Capital Management
Michigan
$1.2M 64,867 +30,732 +90%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.19M 64,365 +5,833 +10%
Cohen & Steers
11
Cohen & Steers
New York
$1.08M 58,380 +50,445 +636%
Wells Fargo
12
Wells Fargo
California
$1.06M 57,209 -1,658 -3%
CIA
13
Capital Investment Advisors
Georgia
$991K 53,756 -3,265 -6%
SIA
14
Sit Investment Associates
Minnesota
$778K 42,183 – –
SFS
15
Shaker Financial Services
Virginia
$643K 34,853 +18,403 +112%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$444K 24,074 -85 -0.4%
IA
17
IFP Advisors
Florida
$433K 23,471 -533 -2%
PAS
18
Partnervest Advisory Services
California
$417K 22,593 -644 -3%
NPC
19
National Planning Corporation
California
$389K 20,893 -4,085 -16%
AAS
20
Annex Advisory Services
Wisconsin
$371K 20,100 -1,850 -8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$350K 18,964 +6,228 +49%
CAN
22
Cetera Advisor Networks
California
$302K 16,472 +115 +0.7%
Ameriprise
23
Ameriprise
Minnesota
$291K 15,784 +15,784 New
ONB
24
Old National Bancorp
Indiana
$280K 15,170 – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$259K 14,056 -13,953 -50%
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