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HPS

John Hancock Preferred Income Fund III

39 hedge funds and large institutions have $62.9M invested in John Hancock Preferred Income Fund III in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $57.3M → $62.9M (+$5.57M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.14% less ownership

Funds ownership: 11.64%11.5% (-0.14%)

9% less funds holding

Funds holding: 4339 (-4)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
39
Holders Change
-4
Holders Change %
-9.3%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
11
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$11.8M
Morgan Stanley
2
Morgan Stanley
New York
$9.94M +$915K +55,010 +11%
GC
3
Guggenheim Capital
Illinois
$9.78M -$979K -58,850 -9%
U
4
UBS
Switzerland
$6.82M +$583K +35,065 +10%
Invesco
5
Invesco
Georgia
$5.41M -$1.32M -79,605 -20%
MIG
6
Mariner Investment Group
New York
$4.53M +$2.42M +145,268 +125%
Bank of America
7
Bank of America
North Carolina
$2.75M -$525K -31,563 -17%
CS
8
Credit Suisse
Switzerland
$1.83M -$92.9K -5,580 -5%
CIA
9
Capital Investment Advisors
Georgia
$1.53M -$124K -7,472 -8%
PRCM
10
Pine River Capital Management
Minnesota
$1.23M -$311K -18,713 -21%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.11M -$34.9K -2,098 -3%
NL
12
NWAM LLC
Washington
$1.06M +$1.02M +60,998 New
Wells Fargo
13
Wells Fargo
California
$1.02M -$5.33K -320 -0.5%
LPL Financial
14
LPL Financial
California
$985K +$87.9K +5,283 +10%
TT
15
Tower Trust
Indiana
$882K
SFS
16
Shaker Financial Services
Virginia
$679K +$472K +28,351 +261%
SCM
17
Saba Capital Management
New York
$324K -$536K -32,213 -63%
SGCA
18
Steel Grove Capital Advisors
Tennessee
$245K -$16.8K -1,012 -7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$215K +$11.4K +687 +6%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$158K +$152K +9,123 New
US Bancorp
21
US Bancorp
Minnesota
$79K
WAM
22
Wolverine Asset Management
Illinois
$75K +$72.7K +4,370 New
BRWA
23
B. Riley Wealth Advisors
Florida
$72K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$57K +$3.99K +240 +8%
Citigroup
25
Citigroup
New York
$57K +$41.8K +2,512 +318%

HPS Hedge Fund Activity: Q1 2014 in Review

39 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q1 2014, worth a combined $62.9M — up 9.7% from $57.3M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of HPS and 5 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 11 added.

The largest buyer was Mariner Investment Group, adding an estimated $2.42M. The largest seller was Invesco, cutting an estimated $1.32M.

  • 39 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q1 2014, down from 43 in Q4 2013.
  • Funds reported $62.9M of John Hancock Preferred Income Fund III stock for Q1 2014, up 9.7% quarter-over-quarter.
  • 5 funds opened new John Hancock Preferred Income Fund III positions in Q1 2014 and 8 closed out, a net change of -3 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q1 2014 was Mariner Investment Group, an estimated $2.42M added.
  • The largest John Hancock Preferred Income Fund III seller in Q1 2014 was Invesco, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2014.