Spectrum Asset Management (Connecticut)’s John Hancock Preferred Income Fund III HPS Stock Holding History

Spectrum Asset Management (Connecticut)’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-646,421	Closed	-$8.62M	–	7
2023 Q3	$8.62M	Hold	646,421	–	–	7.36%	4
2023 Q2	$9.06M	Hold	646,421	–	–	7.48%	4
2023 Q1	$9.46M	Hold	646,421	–	–	7.32%	4
2022 Q4	$9.33M	Hold	646,421	–	–	6.7%	5
2022 Q3	$9.69M	Hold	646,421	–	–	7.77%	4
2022 Q2	$10.2M	Hold	646,421	–	–	7.65%	4
2022 Q1	$11.6M	Buy	+646,421	New	+$11.3M	7.14%	3
2021 Q3	$12.1M	Hold	646,421	–	–	21.93%	2
2021 Q2	$12.4M	Hold	646,421	–	–	20.15%	2
2021 Q1	$11.8M	Hold	646,421	–	–	18.28%	2
2020 Q4	$11.2M	Hold	646,421	–	–	14.83%	2
2020 Q3	$10.3M	Hold	646,421	–	–	3.92%	4
2020 Q2	$10.1M	Hold	646,421	–	–	6.46%	4
2020 Q1	$8.83M	Hold	646,421	–	–	9.11%	2
2019 Q4	$12.5M	Hold	646,421	–	–	12.85%	3
2019 Q3	$12.9M	Hold	646,421	–	–	13.38%	3
2019 Q2	$12.5M	Hold	646,421	–	–	13.64%	3
2019 Q1	$12.1M	Hold	646,421	–	–	13.46%	2
2018 Q4	$10.2M	Hold	646,421	–	–	5.85%	4
2018 Q3	$12.1M	Hold	646,421	–	–	8.11%	2
2018 Q2	$12M	Hold	646,421	–	–	8.18%	2
2018 Q1	$11.4M	Hold	646,421	–	–	7.46%	4
2017 Q4	$12.1M	Hold	646,421	–	–	7.99%	4
2017 Q3	$12.2M	Hold	646,421	–	–	7.81%	4
2017 Q2	$12.4M	Hold	646,421	–	–	0.99%	16
2017 Q1	$11.9M	Hold	646,421	–	–	1.1%	15
2016 Q4	$11.5M	Hold	646,421	–	–	1%	17
2016 Q3	$12.5M	Sell	646,421 -23,923	-4%	-$475K	1.13%	16
2016 Q2	$13.4M	Hold	670,344	–	–	1.46%	13
2016 Q1	$12.6M	Hold	670,344	–	–	4.33%	9
2015 Q4	$12M	Hold	670,344	–	–	3.99%	9
2015 Q3	$11.2M	Hold	670,344	–	–	3.54%	10
2015 Q2	$11.2M	Hold	670,344	–	–	3.56%	11
2015 Q1	$12.5M	Hold	670,344	–	–	4.53%	10
2014 Q4	$12M	Hold	670,344	–	–	3.74%	10
2014 Q3	$11.7M	Hold	670,344	–	–	4.4%	10
2014 Q2	$12M	Sell	670,344 -9,383	-1%	-$166K	4.63%	9
2014 Q1	$11.8M	Hold	679,727	–	–	4.91%	8
2013 Q4	$10.6M	Buy	679,727 +2,583	+0.4%	+$41.5K	4.65%	8
2013 Q3	$11.3M	Hold	677,144	–	–	4.6%	9
2013 Q2	$12.3M	Buy	+677,144	New	+$13.1M	4.8%	9

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RIL

Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Spectrum Asset Management (Connecticut)'s HPS Position: Q4 2023 in Review

Spectrum Asset Management (Connecticut) sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2023, closing a stake of 646,421 shares — an estimated $8.62M sold.

Spectrum Asset Management (Connecticut) first reported a position in HPS in Q2 2013 and held it in 41 quarters. The position peaked at $13.4M in Q2 2016. 68 funds tracked by Wall St. Rank hold HPS as of Q4 2023.

Spectrum Asset Management (Connecticut) reported no remaining John Hancock Preferred Income Fund III position as of Q4 2023 after selling out during the quarter.
Spectrum Asset Management (Connecticut) sold 646,421 John Hancock Preferred Income Fund III shares in Q4 2023, an estimated $8.62M.
Spectrum Asset Management (Connecticut) first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 41 quarters.
Spectrum Asset Management (Connecticut)'s John Hancock Preferred Income Fund III position peaked at $13.4M in Q2 2016.
68 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2023.

Based on Spectrum Asset Management (Connecticut)'s 13F filing for Q4 2023, filed 6 Feb 2024.