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HPS

John Hancock Preferred Income Fund III

52 hedge funds and large institutions have $52.5M invested in John Hancock Preferred Income Fund III in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

4% more capital invested

Capital invested by funds: $50.5M → $52.5M (+$2.04M)

0.22% more ownership

Funds ownership: 10.16%10.38% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less funds holding

Funds holding: 5352 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
52
Holders Change
-1
Holders Change %
-1.89%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
16
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$10.3M
Morgan Stanley
2
Morgan Stanley
New York
$8.58M +$117K +7,213 +1%
UBS Group
3
UBS Group
Switzerland
$6.74M +$101K +6,226 +1%
Invesco
4
Invesco
Georgia
$4.2M +$9.71K +596 +0.2%
Cohen & Steers
5
Cohen & Steers
New York
$3M +$403K +24,764 +15%
Ameriprise
6
Ameriprise
Minnesota
$2.32M +$1.31M +80,658 +125%
BC
7
Burney Company
Virginia
$1.32M -$528K -32,410 -28%
CAN
8
Cetera Advisor Networks
California
$1.27M -$7.25K -445 -0.6%
Osaic Holdings
9
Osaic Holdings
Arizona
$969K -$49.9K -3,062 -5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$925K -$2.17K -133 -0.2%
NL
11
NWAM LLC
Washington
$868K -$85.5K -5,250 -9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$806K +$78.5K +4,822 +11%
Bank of America
13
Bank of America
North Carolina
$769K -$63K -3,868 -7%
GC
14
Guggenheim Capital
Illinois
$760K +$3.29K +202 +0.4%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$721K +$44.3K +2,718 +6%
SWP
16
Stratos Wealth Partners
Ohio
$720K -$54K -3,318 -7%
SAM
17
Selway Asset Management
$703K +$72.2K +4,430 +11%
PAS
18
Partnervest Advisory Services
California
$695K +$69.1K +4,240 +11%
LOPW
19
Live Oak Private Wealth
North Carolina
$617K
JWCA
20
J.W. Cole Advisors
Florida
$589K +$601K +36,868 New
PTC
21
Philadelphia Trust Company
Pennsylvania
$564K +$119K +7,300 +26%
LPL Financial
22
LPL Financial
California
$521K -$4.58K -281 -0.9%
WWM
23
Western Wealth Management
Colorado
$502K +$3.32K +204 +0.7%
Wells Fargo
24
Wells Fargo
California
$490K -$106K -6,499 -17%
SFS
25
Shaker Financial Services
Virginia
$423K +$432K +26,497 New

HPS Hedge Fund Activity: Q3 2020 in Review

52 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2020, worth a combined $52.5M — up 4% from $50.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of HPS and 8 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 16 added.

The largest buyer was Ameriprise, adding an estimated $1.31M. The largest seller was Thrivent Financial for Lutherans, exiting entirely with an estimated $632K sold.

  • 52 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2020, down from 53 in Q2 2020.
  • Funds reported $52.5M of John Hancock Preferred Income Fund III stock for Q3 2020, up 4% quarter-over-quarter.
  • 8 funds opened new John Hancock Preferred Income Fund III positions in Q3 2020 and 9 closed out, a net change of -1 holder.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2020 was Ameriprise, an estimated $1.31M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2020 was Thrivent Financial for Lutherans, an estimated $632K sold.

Based on aggregated 13F filings for Q3 2020.