HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

36 hedge funds and large institutions have $63.6M invested in John Hancock Preferred Income Fund III in 2013 Q2 according to their latest regulatory filings, with 36 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
36
Holders Change
+36
Holders Change %
–
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
36
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.9M
3
Invesco
3
Invesco
Georgia
$10.5M
4
GC
4
Guggenheim Capital
Illinois
$9.56M
5
U
5
UBS
Switzerland
$5.86M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.3M 677,144 +677,144 New
Morgan Stanley
2
Morgan Stanley
New York
$11.9M 654,084 +654,084 New
Invesco
3
Invesco
Georgia
$10.5M 575,131 +575,131 New
GC
4
Guggenheim Capital
Illinois
$9.56M 525,078 +525,078 New
U
5
UBS
Switzerland
$5.86M 321,624 +321,624 New
Bank of America
6
Bank of America
North Carolina
$4.22M 231,817 +231,817 New
CS
7
Credit Suisse
Switzerland
$1.91M 104,708 +104,708 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.34M 73,341 +73,341 New
Wells Fargo
9
Wells Fargo
California
$1.06M 57,985 +57,985 New
SFS
10
Shaker Financial Services
Virginia
$979K 53,745 +53,745 New
LPL Financial
11
LPL Financial
California
$976K 53,589 +53,589 New
TT
12
Tower Trust
Indiana
$945K 51,961 +51,961 New
HL
13
HeadInvest LLC
Maine
$460K 25,270 +25,270 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$336K 18,457 +18,457 New
SGCA
15
Steel Grove Capital Advisors
Tennessee
$276K 15,137 +15,137 New
CB
16
Commerce Bank
Missouri
$197K 10,000 +10,000 New
Deutsche Bank
17
Deutsche Bank
Germany
$147K 8,121 +8,121 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$104K 5,721 +5,721 New
US Bancorp
19
US Bancorp
Minnesota
$82K 4,521 +4,521 New
BRWA
20
B. Riley Wealth Advisors
Florida
$75K 4,146 +4,146 New
AIG
21
American International Group
New York
$62.3K 3,422 +3,422 New
TRCT
22
Tower Research Capital (TRC)
New York
$61K 3,324 +3,324 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$55K 3,017 +3,017 New
SMA
24
Simply Money Advisors
Ohio
$39K 2,115 +2,115 New
MFS
25
MSI Financial Services
Massachusetts
$38K 2,100 +2,100 New
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