We are live on ! Find out more
HPS

John Hancock Preferred Income Fund III

45 hedge funds and large institutions have $62.5M invested in John Hancock Preferred Income Fund III in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

7% more funds holding

Funds holding: 4245 (+3)

6% more capital invested

Capital invested by funds: $59.1M → $62.5M (+$3.4M)

0.48% more ownership

Funds ownership: 10.04%10.52% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
13
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.1M
Morgan Stanley
2
Morgan Stanley
New York
$10.3M +$140K +7,494 +1%
UBS Group
3
UBS Group
Switzerland
$9.21M -$287K -15,390 -3%
Invesco
4
Invesco
Georgia
$6.42M +$933K +49,981 +17%
Cohen & Steers
5
Cohen & Steers
New York
$5.91M +$1.95M +104,253 +49%
BC
6
Burney Company
Virginia
$2.65M +$158K +8,492 +6%
GC
7
Guggenheim Capital
Illinois
$1.88M -$507K -27,181 -21%
Bank of America
8
Bank of America
North Carolina
$1.83M -$131 -7 -0%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.51M -$44.7K -2,396 -3%
NL
10
NWAM LLC
Washington
$1.32M -$14.9K -800 -1%
CAN
11
Cetera Advisor Networks
California
$1.24M +$42.2K +2,260 +4%
Wells Fargo
12
Wells Fargo
California
$853K +$5.8K +311 +0.7%
CWM
13
Cornerstone Wealth Management
Missouri
$795K +$276K +14,811 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$720K -$27.9K -1,494 -4%
ONB
15
Old National Bancorp
Indiana
$611K +$243K +13,000 +66%
CIA
16
Capital Investment Advisors
Georgia
$593K -$24.4K -1,310 -4%
HK
17
Horizon Kinetics
New York
$483K -$18.3K -979 -4%
Ameriprise
18
Ameriprise
Minnesota
$436K +$15.7K +841 +4%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$417K -$39.1K -2,097 -9%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$407K +$104K +5,592 +34%
WS
21
Wedbush Securities
California
$363K +$363K +19,451 New
SWP
22
Stratos Wealth Partners
Ohio
$339K -$10.7K -575 -3%
LPL Financial
23
LPL Financial
California
$323K -$35.9K -1,925 -10%
MML Investors Services
24
MML Investors Services
Massachusetts
$257K +$258K +13,801 New
AAS
25
Annex Advisory Services
Wisconsin
$232K

HPS Hedge Fund Activity: Q3 2018 in Review

45 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2018, worth a combined $62.5M — up 5.8% from $59.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HPS positions and 5 closed out — a net gain of 3 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Cohen & Steers, adding an estimated $1.95M. The largest seller was Guggenheim Capital, cutting an estimated $507K.

  • 45 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2018, up from 42 in Q2 2018.
  • Funds reported $62.5M of John Hancock Preferred Income Fund III stock for Q3 2018, up 5.8% quarter-over-quarter.
  • 8 funds opened new John Hancock Preferred Income Fund III positions in Q3 2018 and 5 closed out, a net change of +3 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2018 was Cohen & Steers, an estimated $1.95M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2018 was Guggenheim Capital, an estimated $507K sold.

Based on aggregated 13F filings for Q3 2018.