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HPS

John Hancock Preferred Income Fund III

40 hedge funds and large institutions have $71.2M invested in John Hancock Preferred Income Fund III in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

8% more funds holding

Funds holding: 3740 (+3)

0.1% less ownership

Funds ownership: 11.78%11.68% (-0.1%)

4% less capital invested

Capital invested by funds: $74.3M → $71.2M (-$3.06M)

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
13
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M -$537K -27,058 -3%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M -$475K -23,923 -4%
UBS Group
3
UBS Group
Switzerland
$11.4M +$685K +34,501 +6%
Bank of America
4
Bank of America
North Carolina
$8.53M +$1.01M +50,970 +13%
Invesco
5
Invesco
Georgia
$5.51M -$1.04M -52,448 -16%
LPL Financial
6
LPL Financial
California
$2.7M +$130K +6,576 +5%
GC
7
Guggenheim Capital
Illinois
$2.15M -$484K -24,412 -18%
NL
8
NWAM LLC
Washington
$1.47M +$105K +5,275 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M +$48.9K +2,463 +4%
CIA
10
Capital Investment Advisors
Georgia
$1.1M -$205K -10,346 -15%
Wells Fargo
11
Wells Fargo
California
$1.04M -$39.9K -2,011 -4%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$821K -$26.5K -1,335 -3%
CAN
13
Cetera Advisor Networks
California
$654K +$671K +33,790 New
SIA
14
Sit Investment Associates
Minnesota
$634K +$22.9K +1,152 +4%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$541K +$89.5K +4,508 +19%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$540K +$52.3K +2,636 +10%
HK
17
Horizon Kinetics
New York
$491K -$57.1K -2,877 -10%
IA
18
IFP Advisors
Florida
$490K -$63.4K -3,195 -11%
MFS
19
MSI Financial Services
Massachusetts
$485K -$210K -10,565 -30%
PAS
20
Partnervest Advisory Services
California
$453K -$14K -705 -3%
ONB
21
Old National Bancorp
Indiana
$293K
SI
22
SII Investments
Wisconsin
$285K +$72.7K +3,666 +33%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$275K +$26.4K +1,332 +10%
BAS
24
Brown Advisory Securities
Maryland
$232K +$476 +24 +0.2%
CRC
25
Curi RMB Capital
Illinois
$211K +$216K +10,901 New

HPS Hedge Fund Activity: Q3 2016 in Review

40 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q3 2016, worth a combined $71.2M — down 4.1% from $74.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HPS positions and 1 closed out — a net gain of 3 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $1.01M. The largest seller was Invesco, cutting an estimated $1.04M.

  • 40 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q3 2016, up from 37 in Q2 2016.
  • Funds reported $71.2M of John Hancock Preferred Income Fund III stock for Q3 2016, down 4.1% quarter-over-quarter.
  • 4 funds opened new John Hancock Preferred Income Fund III positions in Q3 2016 and 1 closed out, a net change of +3 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q3 2016 was Bank of America, an estimated $1.01M added.
  • The largest John Hancock Preferred Income Fund III seller in Q3 2016 was Invesco, an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2016.