HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

40 hedge funds and large institutions have $71.2M invested in John Hancock Preferred Income Fund III in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$8.53M
2
UBS Group
2
UBS Group
Switzerland
$11.4M
3
CAN
3
Cetera Advisor Networks
California
$654K
4
CRC
4
Curi RMB Capital
Illinois
$211K
5
LPL Financial
5
LPL Financial
California
$2.7M

Top Sellers

1
Invesco
1
Invesco
Georgia
$5.51M
2
Morgan Stanley
2
Morgan Stanley
New York
$16.6M
3
GC
3
Guggenheim Capital
Illinois
$2.15M
4
SAMC
4
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M
5
UCFA
5
United Capital Financial Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.6M 860,635 -27,058 -3%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M 646,421 -23,923 -4%
UBS Group
3
UBS Group
Switzerland
$11.4M 587,862 +34,501 +6%
Bank of America
4
Bank of America
North Carolina
$8.53M 440,814 +50,970 +13%
Invesco
5
Invesco
Georgia
$5.51M 285,124 -52,448 -16%
LPL Financial
6
LPL Financial
California
$2.7M 142,571 +6,576 +5%
GC
7
Guggenheim Capital
Illinois
$2.15M 111,065 -24,412 -18%
NL
8
NWAM LLC
Washington
$1.47M 76,142 +5,275 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.17M 60,386 +2,463 +4%
CIA
10
Capital Investment Advisors
Georgia
$1.1M 56,672 -10,346 -15%
Wells Fargo
11
Wells Fargo
California
$1.04M 53,705 -2,011 -4%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$821K 42,472 -1,335 -3%
CAN
13
Cetera Advisor Networks
California
$654K 33,790 +33,790 New
SIA
14
Sit Investment Associates
Minnesota
$634K 32,783 +1,152 +4%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$541K 27,984 +4,508 +19%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$540K 27,912 +2,636 +10%
HK
17
Horizon Kinetics
New York
$491K 25,382 -2,877 -10%
IA
18
IFP Advisors
Florida
$490K 25,354 -3,195 -11%
MFS
19
MSI Financial Services
Massachusetts
$485K 25,078 -10,565 -30%
PAS
20
Partnervest Advisory Services
California
$453K 23,432 -705 -3%
ONB
21
Old National Bancorp
Indiana
$293K 15,170 – –
SI
22
SII Investments
Wisconsin
$285K 14,717 +3,666 +33%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$275K 14,238 +1,332 +10%
BAS
24
Brown Advisory Securities
Maryland
$232K 12,072 +24 +0.2%
CRC
25
Curi RMB Capital
Illinois
$211K 10,901 +10,901 New
1
2