HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

42 hedge funds and large institutions have $70M invested in John Hancock Preferred Income Fund III in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
16
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$2.27M
2
MFS
2
MSI Financial Services
Massachusetts
$1M
3
SIA
3
Sit Investment Associates
Minnesota
$1.15M
4
Bank of America
4
Bank of America
North Carolina
$6.5M
5
Morgan Stanley
5
Morgan Stanley
New York
$18.1M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
CRC
2
Curi RMB Capital
Illinois
$0
3
WAM
3
Wolverine Asset Management
Illinois
$346K
4
SFS
4
Shaker Financial Services
Virginia
$206K
5
GC
5
Guggenheim Capital
Illinois
$2.93M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.1M 1,012,912 +34,253 +3%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$12M 670,344 – –
Invesco
3
Invesco
Georgia
$7.85M 439,626 +10,332 +2%
UBS Group
4
UBS Group
Switzerland
$6.79M 380,172 +13,172 +4%
Bank of America
5
Bank of America
North Carolina
$6.5M 364,060 +37,388 +11%
GC
6
Guggenheim Capital
Illinois
$2.93M 164,132 -27,070 -14%
LPL Financial
7
LPL Financial
California
$2.27M 126,281 +65,182 +107%
CIA
8
Capital Investment Advisors
Georgia
$1.7M 95,416 -1,345 -1%
CS
9
Credit Suisse
Switzerland
$1.67M 93,592 +2,000 +2%
NL
10
NWAM LLC
Washington
$1.46M 81,842 -2,158 -3%
SIA
11
Sit Investment Associates
Minnesota
$1.15M 64,540 +51,069 +379%
MFS
12
MSI Financial Services
Massachusetts
$1M 56,006 +55,706 +18,569%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$936K 52,437 +1,555 +3%
Wells Fargo
14
Wells Fargo
California
$805K 45,108 -18,031 -29%
UCFA
15
United Capital Financial Advisors
Texas
$653K 36,561 -559 -2%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$612K 34,294 +892 +3%
PPA
17
Parametric Portfolio Associates
Washington
$427K 23,892 -12,051 -34%
BTS
18
BB&T Securities
Virginia
$399K 22,359 +2,563 +13%
WAM
19
Wolverine Asset Management
Illinois
$346K 19,407 -49,944 -72%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$294K 16,440 +1,009 +7%
ONB
21
Old National Bancorp
Indiana
$281K 15,700 -565 -3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$261K 14,600 -101 -0.7%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$238K 13,305 +4,644 +54%
ICOA
24
Investment Centers of America
North Dakota
$210K 11,789 +1,024 +10%
SG Americas Securities
25
SG Americas Securities
New York
$207K 11,603 +11,603 New
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