HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

58 hedge funds and large institutions have $46M invested in John Hancock Preferred Income Fund III in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 8 closing their positions.

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
19
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$978K
2
SAM
2
Selway Asset Management
$547K
3
Ameriprise
3
Ameriprise
Minnesota
$910K
4
CAN
4
Cetera Advisor Networks
California
$1.37M
5
WWM
5
Western Wealth Management
Colorado
$399K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$5.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.52M
3
TF
3
Trek Financial
Arizona
$371K
4
Millennium Management
4
Millennium Management
New York
$0
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$8.83M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$6.52M 477,514 -50,244 -10%
UBS Group
3
UBS Group
Switzerland
$5.8M 424,644 -63,190 -13%
Invesco
4
Invesco
Georgia
$3.88M 284,168 +17,772 +7%
ACM
5
Anfield Capital Management
California
$2.73M 200,180 -5,692 -3%
Cohen & Steers
6
Cohen & Steers
New York
$2.36M 172,434 -4,593 -3%
BC
7
Burney Company
Virginia
$1.61M 118,040 -5,944 -5%
CAN
8
Cetera Advisor Networks
California
$1.37M 100,270 +36,020 +56%
Osaic Holdings
9
Osaic Holdings
Arizona
$978K 71,451 +71,451 New
Ameriprise
10
Ameriprise
Minnesota
$910K 66,620 +36,481 +121%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$795K 58,238 +2,361 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$791K 57,915 -3,560 -6%
GC
13
Guggenheim Capital
Illinois
$771K 56,424 +1,319 +2%
Bank of America
14
Bank of America
North Carolina
$728K 53,264 -5,612 -10%
SWP
15
Stratos Wealth Partners
Ohio
$646K 47,325 +11,910 +34%
Wells Fargo
16
Wells Fargo
California
$632K 46,216 -4,603 -9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$599K 43,838 +1,135 +3%
SAM
18
Selway Asset Management
$547K 40,075 +40,075 New
FIA
19
Foundations Investment Advisors
Arizona
$478K 38,396 +7,198 +23%
WS
20
Wedbush Securities
California
$464K 33,964 -839 -2%
LPL Financial
21
LPL Financial
California
$435K 31,819 +3,783 +13%
AI
22
Atria Investments
North Carolina
$424K 31,023 +3,006 +11%
WWM
23
Western Wealth Management
Colorado
$399K 28,939 +28,939 New
TF
24
Trek Financial
Arizona
– – -27,329 Closed
ONB
25
Old National Bancorp
Indiana
$290K 21,277 – –
1
2 3