HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

46 hedge funds and large institutions have $61.3M invested in John Hancock Preferred Income Fund III in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 8 closing their positions.

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
19
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
1
Atria Investments
North Carolina
$402K
2
TF
2
Trek Financial
Arizona
$333K
3
AG
3
Advisor Group
Arizona
$530K
4
Wells Fargo
4
Wells Fargo
California
$1.09M
5
Invesco
5
Invesco
Georgia
$4.97M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.6M
2
CAN
2
Cetera Advisor Networks
California
$1.28M
3
Stifel Financial
3
Stifel Financial
Missouri
$0
4
HKAM
4
Horizon Kinetics Asset Management
New York
$0
5
GC
5
Guggenheim Capital
Illinois
$852K
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$12.5M 646,421 – –
Morgan Stanley
2
Morgan Stanley
New York
$10.6M 549,219 -72,744 -12%
UBS Group
3
UBS Group
Switzerland
$8.96M 463,456 -4,669 -1%
Cohen & Steers
4
Cohen & Steers
New York
$6.44M 333,384 – –
Invesco
5
Invesco
Georgia
$4.97M 257,238 +10,198 +4%
BC
6
Burney Company
Virginia
$2.31M 119,586 +1,917 +2%
Bank of America
7
Bank of America
North Carolina
$1.42M 73,409 +2,839 +4%
CAN
8
Cetera Advisor Networks
California
$1.28M 66,109 -13,372 -17%
NL
9
NWAM LLC
Washington
$1.27M 65,609 -3,095 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.2M 62,195 -133 -0.2%
Wells Fargo
11
Wells Fargo
California
$1.09M 56,339 +15,381 +38%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$970K 50,204 +5,466 +12%
MAFM
13
Mid Atlantic Financial Management
Pennsylvania
$931K 48,169 -3,495 -7%
GC
14
Guggenheim Capital
Illinois
$852K 44,100 -7,126 -14%
ONB
15
Old National Bancorp
Indiana
$666K 34,459 +4,169 +14%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$649K 33,605 +8,460 +34%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$583K 30,178 +9,938 +49%
Ameriprise
18
Ameriprise
Minnesota
$558K 28,855 +1,573 +6%
AG
19
Advisor Group
Arizona
$530K 27,423 +16,221 +145%
AI
20
Atria Investments
North Carolina
$402K 21,171 +21,171 New
WS
21
Wedbush Securities
California
$392K 20,303 +2,650 +15%
LPL Financial
22
LPL Financial
California
$344K 17,796 +415 +2%
TF
23
Trek Financial
Arizona
$333K 17,246 +17,246 New
SWP
24
Stratos Wealth Partners
Ohio
$309K 15,995 +100 +0.6%
BAS
25
Brown Advisory Securities
Maryland
$288K 14,963 +30 +0.2%
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