Advisor Group’s John Hancock Preferred Income Fund III HPS Stock Holding History

Advisor Group’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$887K	Buy	45,965 +5,240	+13%	+$100K	0.01%	1278
2019 Q3	$814K	Buy	40,725 +13,302	+49%	+$257K	0.01%	1280
2019 Q2	$530K	Buy	27,423 +16,221	+145%	+$307K	﹤0.01%	1569
2019 Q1	$210K	Sell	11,202 -1,255	-10%	-$22.6K	﹤0.01%	2252
2018 Q4	$197K	Buy	12,457 +2,673	+27%	+$46.3K	﹤0.01%	2100
2018 Q3	$183K	Sell	9,784 -2,654	-21%	-$49.5K	﹤0.01%	2236
2018 Q2	$232K	Sell	12,438 -800	-6%	-$14.4K	﹤0.01%	1860
2018 Q1	$233K	Sell	13,238 -90	-0.7%	-$1.59K	﹤0.01%	1859
2017 Q4	$250K	Buy	13,328 +200	+2%	+$3.71K	﹤0.01%	1816
2017 Q3	$247K	Hold	13,128	–	–	﹤0.01%	1687
2017 Q2	$251K	Buy	13,128 +1,800	+16%	+$34K	﹤0.01%	1617
2017 Q1	$208K	Buy	11,328 +2,590	+30%	+$47.3K	﹤0.01%	1628
2016 Q4	$155K	Hold	8,738	–	–	﹤0.01%	1753
2016 Q3	$169K	Hold	8,738	–	–	﹤0.01%	1646
2016 Q2	$173K	Buy	+8,738	New	+$167K	﹤0.01%	1556

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ACM

Anfield Capital Management Irvine, California $363M AUM 24.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $397M AUM 11.67% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Advisor Group's HPS Position: Q4 2019 in Review

Advisor Group increased its John Hancock Preferred Income Fund III (HPS) stake by 13% in Q4 2019, buying an estimated $100K and bringing the position to 45,965 shares worth $887K. The position accounts for 0.01% of the portfolio, ranked #1278.

Advisor Group first reported a position in HPS in Q2 2016 and has held it in 15 quarters since. 56 funds tracked by Wall St. Rank hold HPS as of Q4 2019.

Advisor Group held 45,965 shares of John Hancock Preferred Income Fund III worth $887K as of Q4 2019.
Advisor Group bought 5,240 John Hancock Preferred Income Fund III shares in Q4 2019, an estimated $100K.
John Hancock Preferred Income Fund III made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1278 holding.
Advisor Group first reported a position in John Hancock Preferred Income Fund III in Q2 2016 and has held it in 15 quarters since.
56 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.