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HPS

John Hancock Preferred Income Fund III

37 hedge funds and large institutions have $74.3M invested in John Hancock Preferred Income Fund III in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $71.8M → $74.3M (+$2.48M)

0.29% less ownership

Funds ownership: 12.07%11.78% (-0.29%)

5% less funds holding

Funds holding: 3937 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
11
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.7M +$956K +49,875 +6%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$13.4M
UBS Group
3
UBS Group
Switzerland
$11.1M +$963K +50,239 +10%
Bank of America
4
Bank of America
North Carolina
$7.79M -$285K -14,851 -4%
Invesco
5
Invesco
Georgia
$6.74M -$1.65M -86,344 -20%
LPL Financial
6
LPL Financial
California
$2.73M -$865K -45,129 -25%
GC
7
Guggenheim Capital
Illinois
$2.71M -$101K -5,254 -4%
NL
8
NWAM LLC
Washington
$1.42M -$51.1K -2,665 -4%
CIA
9
Capital Investment Advisors
Georgia
$1.34M -$358K -18,677 -22%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.16M +$91.3K +4,765 +9%
Wells Fargo
11
Wells Fargo
California
$1.11M -$208K -10,831 -16%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$879K +$33.4K +1,745 +4%
MFS
13
MSI Financial Services
Massachusetts
$712K -$292K -15,225 -30%
SIA
14
Sit Investment Associates
Minnesota
$632K -$4.87K -254 -0.8%
IA
15
IFP Advisors
Florida
$570K +$547K +28,549 New
HK
16
Horizon Kinetics
New York
$565K +$748 +39 +0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$505K +$19.9K +1,040 +4%
PAS
18
Partnervest Advisory Services
California
$482K -$22.2K -1,156 -5%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$469K +$125K +6,516 +38%
UCFA
20
United Capital Financial Advisors
Texas
$429K -$217K -11,321 -35%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$380K -$219K -11,440 -38%
ONB
22
Old National Bancorp
Indiana
$303K -$10.2K -530 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$258K -$32.9K -1,715 -12%
BAS
24
Brown Advisory Securities
Maryland
$241K +$441 +23 +0.2%
SI
25
SII Investments
Wisconsin
$221K +$212K +11,051 New

HPS Hedge Fund Activity: Q2 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q2 2016, worth a combined $74.3M — up 3.5% from $71.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of HPS and 5 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 11 added.

The largest buyer was UBS Group, adding an estimated $963K. The largest seller was Invesco, cutting an estimated $1.65M.

  • 37 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q2 2016, down from 39 in Q1 2016.
  • Funds reported $74.3M of John Hancock Preferred Income Fund III stock for Q2 2016, up 3.5% quarter-over-quarter.
  • 5 funds opened new John Hancock Preferred Income Fund III positions in Q2 2016 and 7 closed out, a net change of -2 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q2 2016 was UBS Group, an estimated $963K added.
  • The largest John Hancock Preferred Income Fund III seller in Q2 2016 was Invesco, an estimated $1.65M sold.

Based on aggregated 13F filings for Q2 2016.