HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

37 hedge funds and large institutions have $74.3M invested in John Hancock Preferred Income Fund III in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
11
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$11.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$17.7M
3
IA
3
IFP Advisors
Florida
$570K
4
SI
4
SII Investments
Wisconsin
$221K
5
AG
5
Advisor Group
Arizona
$173K

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.74M
2
LPL Financial
2
LPL Financial
California
$2.73M
3
CIA
3
Capital Investment Advisors
Georgia
$1.34M
4
MFS
4
MSI Financial Services
Massachusetts
$712K
5
Bank of America
5
Bank of America
North Carolina
$7.79M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.7M 887,693 +49,875 +6%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$13.4M 670,344 – –
UBS Group
3
UBS Group
Switzerland
$11.1M 553,361 +50,239 +10%
Bank of America
4
Bank of America
North Carolina
$7.79M 389,844 -14,851 -4%
Invesco
5
Invesco
Georgia
$6.74M 337,572 -86,344 -20%
LPL Financial
6
LPL Financial
California
$2.73M 135,995 -45,129 -25%
GC
7
Guggenheim Capital
Illinois
$2.71M 135,477 -5,254 -4%
NL
8
NWAM LLC
Washington
$1.42M 70,867 -2,665 -4%
CIA
9
Capital Investment Advisors
Georgia
$1.34M 67,018 -18,677 -22%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.16M 57,923 +4,765 +9%
Wells Fargo
11
Wells Fargo
California
$1.11M 55,716 -10,831 -16%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$879K 43,807 +1,745 +4%
MFS
13
MSI Financial Services
Massachusetts
$712K 35,643 -15,225 -30%
SIA
14
Sit Investment Associates
Minnesota
$632K 31,631 -254 -0.8%
IA
15
IFP Advisors
Florida
$570K 28,549 +28,549 New
HK
16
Horizon Kinetics
New York
$565K 28,259 +39 +0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$505K 25,276 +1,040 +4%
PAS
18
Partnervest Advisory Services
California
$482K 24,137 -1,156 -5%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$469K 23,476 +6,516 +38%
UCFA
20
United Capital Financial Advisors
Texas
$429K 21,439 -11,321 -35%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$380K 18,994 -11,440 -38%
ONB
22
Old National Bancorp
Indiana
$303K 15,170 -530 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$258K 12,906 -1,715 -12%
BAS
24
Brown Advisory Securities
Maryland
$241K 12,048 +23 +0.2%
SI
25
SII Investments
Wisconsin
$221K 11,051 +11,051 New
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