Capital Investment Advisors’s John Hancock Preferred Income Fund III HPS Stock Holding History

Capital Investment Advisors’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,786	Closed	-$208K	–	521
2019 Q2	$208K	Hold	10,786	–	–	0.01%	458
2019 Q1	$202K	Sell	10,786 -20,985	-66%	-$377K	0.01%	454
2018 Q4	$503K	Hold	31,771	–	–	0.03%	284
2018 Q3	$593K	Sell	31,771 -1,310	-4%	-$24.4K	0.04%	268
2018 Q2	$617K	Sell	33,081 -200	-0.6%	-$3.59K	0.04%	261
2018 Q1	$587K	Buy	33,281 +325	+1%	+$5.75K	0.04%	270
2017 Q4	$618K	Sell	32,956 -325	-1%	-$6.02K	0.04%	263
2017 Q3	$626K	Sell	33,281 -17,624	-35%	-$333K	0.04%	253
2017 Q2	$975K	Sell	50,905 -2,851	-5%	-$53.8K	0.07%	207
2017 Q1	$991K	Sell	53,756 -3,265	-6%	-$59.6K	0.08%	204
2016 Q4	$1.01M	Buy	57,021 +349	+0.6%	+$6.17K	0.09%	198
2016 Q3	$1.1M	Sell	56,672 -10,346	-15%	-$205K	0.1%	179
2016 Q2	$1.34M	Sell	67,018 -18,677	-22%	-$358K	0.13%	152
2016 Q1	$1.62M	Sell	85,695 -9,721	-10%	-$177K	0.16%	124
2015 Q4	$1.7M	Sell	95,416 -1,345	-1%	-$23K	0.18%	118
2015 Q3	$1.61M	Sell	96,761 -423	-0.4%	-$7.13K	0.18%	125
2015 Q2	$1.62M	Buy	97,184 +6,493	+7%	+$116K	0.17%	126
2015 Q1	$1.7M	Buy	90,691 +20,270	+29%	+$373K	0.18%	120
2014 Q4	$1.26M	Sell	70,421 -1,023	-1%	-$18.3K	0.14%	150
2014 Q3	$1.25M	Sell	71,444 -4,433	-6%	-$77.8K	0.14%	148
2014 Q2	$1.36M	Sell	75,877 -12,383	-14%	-$219K	0.16%	143
2014 Q1	$1.53M	Sell	88,260 -7,472	-8%	-$124K	0.19%	123
2013 Q4	$1.49M	Buy	+95,732	New	+$1.54M	0.2%	122

Other funds holding HPS

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Burney Company Reston, Virginia $3.71B AUM 37.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Capital Investment Advisors's HPS Position: Q3 2019 in Review

Capital Investment Advisors sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2019, closing a stake of 10,786 shares — an estimated $208K sold.

Capital Investment Advisors first reported a position in HPS in Q4 2013 and held it in 23 quarters. The position peaked at $1.7M in Q4 2015. 50 funds tracked by Wall St. Rank hold HPS as of Q3 2019.

Capital Investment Advisors reported no remaining John Hancock Preferred Income Fund III position as of Q3 2019 after selling out during the quarter.
Capital Investment Advisors sold 10,786 John Hancock Preferred Income Fund III shares in Q3 2019, an estimated $208K.
Capital Investment Advisors first reported a position in John Hancock Preferred Income Fund III in Q4 2013 and held it in 23 quarters.
Capital Investment Advisors's John Hancock Preferred Income Fund III position peaked at $1.7M in Q4 2015.
50 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2019.

Based on Capital Investment Advisors's 13F filing for Q3 2019, filed 24 Oct 2019.