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HPS

John Hancock Preferred Income Fund III

43 hedge funds and large institutions have $57.3M invested in John Hancock Preferred Income Fund III in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

16% more funds holding

Funds holding: 3743 (+6)

0.61% more ownership

Funds ownership: 11.03%11.64% (+0.61%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $58.2M → $57.3M (-$950K)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

Holders
43
Holders Change
+6
Holders Change %
+16.22%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
8
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$10.6M +$41.5K +2,583 +0.4%
GC
2
Guggenheim Capital
Illinois
$9.72M -$1.42M -88,608 -12%
Morgan Stanley
3
Morgan Stanley
New York
$8.09M -$745K -46,394 -8%
Invesco
4
Invesco
Georgia
$6.11M -$1.18M -73,648 -16%
U
5
UBS
Switzerland
$5.59M -$812K -50,582 -12%
Bank of America
6
Bank of America
North Carolina
$2.96M -$440K -27,421 -13%
MIG
7
Mariner Investment Group
New York
$1.81M +$1.86M +115,997 New
CS
8
Credit Suisse
Switzerland
$1.74M +$4.5K +280 +0.3%
CIA
9
Capital Investment Advisors
Georgia
$1.49M +$1.54M +95,732 New
PRCM
10
Pine River Capital Management
Minnesota
$1.4M +$1.44M +89,918 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.03M -$47.1K -2,934 -4%
Wells Fargo
12
Wells Fargo
California
$923K +$272K +16,943 +40%
LPL Financial
13
LPL Financial
California
$804K +$19.5K +1,212 +2%
TT
14
Tower Trust
Indiana
$795K -$16.1K -1,000 -2%
SCM
15
Saba Capital Management
New York
$794K +$818K +50,946 New
SG Americas Securities
16
SG Americas Securities
New York
$761K +$783K +48,784 New
PP
17
Paloma Partners
Connecticut
$613K +$631K +39,308 New
WAM
18
Weiss Asset Management
Massachusetts
$463K +$476K +29,680 New
VKH
19
Virtu KCG Holdings
New York
$396K +$408K +25,424 New
SGCA
20
Steel Grove Capital Advisors
Tennessee
$236K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$183K -$57.7K -3,596 -23%
SFS
22
Shaker Financial Services
Virginia
$169K +$174K +10,863 New
US Bancorp
23
US Bancorp
Minnesota
$71K -$1.6K -100 -2%
SMU
24
Signet Management USA
Virginia
$71K +$73.4K +4,575 New
BRWA
25
B. Riley Wealth Advisors
Florida
$65K

HPS Hedge Fund Activity: Q4 2013 in Review

43 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in John Hancock Preferred Income Fund III (HPS) for Q4 2013, worth a combined $57.3M — down 1.6% from $58.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new HPS positions and 7 closed out — a net gain of 6 holders — while 8 added to existing stakes and 13 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $1.86M. The largest seller was Guggenheim Capital, cutting an estimated $1.42M.

  • 43 institutional investors held John Hancock Preferred Income Fund III (HPS) as of Q4 2013, up from 37 in Q3 2013.
  • Funds reported $57.3M of John Hancock Preferred Income Fund III stock for Q4 2013, down 1.6% quarter-over-quarter.
  • 13 funds opened new John Hancock Preferred Income Fund III positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest John Hancock Preferred Income Fund III buyer in Q4 2013 was Mariner Investment Group, an estimated $1.86M added.
  • The largest John Hancock Preferred Income Fund III seller in Q4 2013 was Guggenheim Capital, an estimated $1.42M sold.

Based on aggregated 13F filings for Q4 2013.