HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

43 hedge funds and large institutions have $57.3M invested in John Hancock Preferred Income Fund III in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
43
Holders Change
+6
Holders Change %
+16.22%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
8
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
1
Mariner Investment Group
New York
$1.81M
2
CIA
2
Capital Investment Advisors
Georgia
$1.49M
3
PRCM
3
Pine River Capital Management
Minnesota
$1.4M
4
SCM
4
Saba Capital Management
New York
$794K
5
SG Americas Securities
5
SG Americas Securities
New York
$761K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$9.72M
2
Invesco
2
Invesco
Georgia
$6.11M
3
U
3
UBS
Switzerland
$5.59M
4
Morgan Stanley
4
Morgan Stanley
New York
$8.09M
5
Bank of America
5
Bank of America
North Carolina
$2.96M
Name Market Value Shares Shares
Change 		Shares
Change %
SAMC
1
Spectrum Asset Management (Connecticut)
Connecticut
$10.6M 679,727 +2,583 +0.4%
GC
2
Guggenheim Capital
Illinois
$9.72M 623,546 -88,608 -12%
Morgan Stanley
3
Morgan Stanley
New York
$8.09M 519,104 -46,394 -8%
Invesco
4
Invesco
Georgia
$6.11M 391,865 -73,648 -16%
U
5
UBS
Switzerland
$5.59M 358,596 -50,582 -12%
Bank of America
6
Bank of America
North Carolina
$2.96M 190,168 -27,421 -13%
MIG
7
Mariner Investment Group
New York
$1.81M 115,997 +115,997 New
CS
8
Credit Suisse
Switzerland
$1.74M 111,408 +280 +0.3%
CIA
9
Capital Investment Advisors
Georgia
$1.49M 95,732 +95,732 New
PRCM
10
Pine River Capital Management
Minnesota
$1.4M 89,918 +89,918 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.03M 66,205 -2,934 -4%
Wells Fargo
12
Wells Fargo
California
$923K 59,191 +16,943 +40%
LPL Financial
13
LPL Financial
California
$804K 51,571 +1,212 +2%
TT
14
Tower Trust
Indiana
$795K 50,961 -1,000 -2%
SCM
15
Saba Capital Management
New York
$794K 50,946 +50,946 New
SG Americas Securities
16
SG Americas Securities
New York
$761K 48,784 +48,784 New
PP
17
Paloma Partners
Connecticut
$613K 39,308 +39,308 New
WAM
18
Weiss Asset Management
Massachusetts
$463K 29,680 +29,680 New
VKH
19
Virtu KCG Holdings
New York
$396K 25,424 +25,424 New
SGCA
20
Steel Grove Capital Advisors
Tennessee
$236K 15,137 – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$183K 11,737 -3,596 -23%
SFS
22
Shaker Financial Services
Virginia
$169K 10,863 +10,863 New
US Bancorp
23
US Bancorp
Minnesota
$71K 4,581 -100 -2%
SMU
24
Signet Management USA
Virginia
$71K 4,575 +4,575 New
BRWA
25
B. Riley Wealth Advisors
Florida
$65K 4,146 – –
1
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