PP
HPS

Paloma Partners’s John Hancock Preferred Income Fund III HPS Stock Holding History

Paloma Partners’s Portfolio HPS Stock Details HPS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-39,308
Closed -$613K – 825
2013
Q4 		$613K Buy
+39,308
New +$631K 0.03% 533

Other funds holding HPS

SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Paloma Partners's HPS Position: Q1 2014 in Review

Paloma Partners sold out of John Hancock Preferred Income Fund III (HPS) in Q1 2014, closing a stake of 39,308 shares — an estimated $613K sold.

Paloma Partners first reported a position in HPS in Q4 2013 and held it in 1 quarter. The position peaked at $613K in Q4 2013. 39 funds tracked by Wall St. Rank hold HPS as of Q1 2014.

  • Paloma Partners reported no remaining John Hancock Preferred Income Fund III position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 39,308 John Hancock Preferred Income Fund III shares in Q1 2014, an estimated $613K.
  • Paloma Partners first reported a position in John Hancock Preferred Income Fund III in Q4 2013 and held it in 1 quarter.
  • Paloma Partners's John Hancock Preferred Income Fund III position peaked at $613K in Q4 2013.
  • 39 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.