MIG
HPS

Mariner Investment Group’s John Hancock Preferred Income Fund III HPS Stock Holding History

Mariner Investment Group’s Portfolio HPS Stock Details HPS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-170,963
Closed -$3.06M – 266
2014
Q2 		$3.06M Sell
170,963
-90,302
-35% -$1.6M 0.59% 45
2014
Q1 		$4.53M Buy
261,265
+145,268
+125% +$2.42M 0.99% 25
2013
Q4 		$1.81M Buy
+115,997
New +$1.86M 0.27% 74

Other funds holding HPS

SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NCM
Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Mariner Investment Group's HPS Position: Q3 2014 in Review

Mariner Investment Group sold out of John Hancock Preferred Income Fund III (HPS) in Q3 2014, closing a stake of 170,963 shares — an estimated $3.06M sold.

Mariner Investment Group first reported a position in HPS in Q4 2013 and held it in 3 quarters. The position peaked at $4.53M in Q1 2014. 41 funds tracked by Wall St. Rank hold HPS as of Q3 2014.

  • Mariner Investment Group reported no remaining John Hancock Preferred Income Fund III position as of Q3 2014 after selling out during the quarter.
  • Mariner Investment Group sold 170,963 John Hancock Preferred Income Fund III shares in Q3 2014, an estimated $3.06M.
  • Mariner Investment Group first reported a position in John Hancock Preferred Income Fund III in Q4 2013 and held it in 3 quarters.
  • Mariner Investment Group's John Hancock Preferred Income Fund III position peaked at $4.53M in Q1 2014.
  • 41 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q3 2014.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.